Anita Sze Wai Shea
佘思慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Sze Wai Shea (佘思慧), a licensed former licensee with CE reference AIH529. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2015-09-21 | 2016-01-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2015-09-21 | 2016-01-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-02 | 2012-11-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-11-02 | 2012-11-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-11-02 | 2012-11-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2004-07-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-05-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-07-26 |