Alison Yan Sie
薛恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Yan Sie (薛恩), a licensed former licensee with CE reference AJD400. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-02 | 2017-07-11 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-02 | 2017-07-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-13 | 2004-11-24 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-10-13 | 2004-11-24 |