Minoru Shinohara
篠原實
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minoru Shinohara (篠原實), a licensed former licensee with CE reference AJJ327. This person has 8.5 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2013-04-12 | 2013-05-31 |
| Nomura Securities (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2013-04-12 | 2013-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-11 | 2015-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-09-11 | 2015-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-09-11 | 2015-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-09-11 | 2015-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-09-11 | 2015-07-02 |
| Nomura Securities (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2010-04-30 | 2010-07-16 |
| Nomura Securities (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2010-02-01 | 2010-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-27 | 2010-08-27 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-04-27 | 2010-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-04-27 | 2010-08-27 |
| Nomura Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2009-04-27 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-04-27 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-04-27 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-04-27 | 2010-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-24 | 2009-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-24 | 2009-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-24 | 2009-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-03-24 | 2009-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-03-24 | 2009-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-22 | 2008-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-22 | 2008-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-03-22 | 2008-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-13 | 2005-03-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-10 | 2005-03-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-10 | 2005-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Minoru Shinohara during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.