Rosella Po Yee So

蘇寶兒
CE No. AHA562 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosella Po Yee So (蘇寶兒), a licensed former licensee with CE reference AHA562. This person has 11.8 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 1 - Dealing in securities 2011-04-27 2015-05-15
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 4 - Advising on securities 2011-04-27 2015-05-15
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 9 - Asset management 2011-04-27 2015-05-15
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2004-05-20 2010-11-01
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2011-01-01
ETRADE Securities Limited
億創證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-10-31
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2011-01-01
ETRADE Securities Limited
億創證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2007-10-31
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-05
ETRADE Securities Limited
億創證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-05
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-05
ETRADE Securities Limited
億創證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-05
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-05
ETRADE Securities Limited
億創證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-05

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rosella Po Yee So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Joyce Wan Siu Lee ETRADE Securities (Hong Kong) Limited 2003–2011
Lee Wah Ong ETRADE Securities (Hong Kong) Limited 2003–2011
Christian H Kielland ETRADE Securities (Hong Kong) Limited 2003–2008
Charles Chi Pang Chen ETRADE Securities (Hong Kong) Limited 2003–2007
Wai Chun Ng ETRADE Securities (Hong Kong) Limited 2004–2008
John Wesley Lord II ETRADE Securities Limited 2003–2006
Chun Keung Lau ETRADE Securities Limited 2003–2007
Siu Kay Chung ETRADE Securities (Hong Kong) Limited 2005–2011
Nga Ying Yeung ETRADE Securities (Hong Kong) Limited 2005–2011
Chung Ming Ng ETRADE Securities (Hong Kong) Limited 2004–2010
Lai Mei Ma ETRADE Securities (Hong Kong) Limited 2003–2006
Chun Hoi Lee ETRADE Securities (Hong Kong) Limited 2005–2011
Lok Yan Chan ETRADE Securities (Hong Kong) Limited 2006–2011
Evanmax Yik Yin Lam ETRADE Securities (Hong Kong) Limited 2005–2010
Tsz Wai Wong ETRADE Securities (Hong Kong) Limited 2005–2007
Sau Mui Yeung ETRADE Securities (Hong Kong) Limited 2006–2011
Chi San Cheung ETRADE Securities (Hong Kong) Limited 2006–2011
Ka Wang Yim ETRADE Securities (Hong Kong) Limited 2006–2010
Karvan Ka Man Lam ETRADE Securities Limited 2003–2004
Maggie Man-Ying Tsang ETRADE Securities (Hong Kong) Limited 2006–2010
Explore the interactive colleague network →

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