Jessica Kin Chau Shum
沈建萩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Kin Chau Shum (沈建萩), a licensed former licensee with CE reference AJI737. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-18 | 2011-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-18 | 2011-09-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-24 | 2010-02-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-12-24 | 2010-02-23 |