Xiaoguang Sun
孫曉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoguang Sun (孫曉光), a licensed former licensee with CE reference AIC355. This person has 1.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-12 | 2018-01-31 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-12 | 2018-01-31 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 9 - Asset management | 2016-12-12 | 2018-01-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-17 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoguang Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Leung Hung | Yellow River Global Capital Limited | 2016–2018 |
| Carlos Alfonso Oyarbide Seco | Yellow River Global Capital Limited | 2016–2018 |
| Chun Lam Chou | Yellow River Global Capital Limited | 2016–2017 |
| Li Gao | Yellow River Global Capital Limited | 2016–2017 |
| Arthur Cheng | BOCI Asia Limited | 2003 |
| Chung Ho Man | BOCI Asia Limited | 2003 |
| David Kin Lung Cheng | BOCI Asia Limited | 2003 |
| Qimeng Sun | BOCI Asia Limited | 2003 |
| Zhimin Wen | BOCI Asia Limited | 2003 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2003 |
| Tsz Kwan Chan | BOCI Asia Limited | 2003 |
| Terence Mun Chung Chow | BOCI Asia Limited | 2003 |
| Floyd For Ching Ko | BOCI Asia Limited | 2003 |
| Gary Kin Kwong Kwok | BOCI Asia Limited | 2003 |
| Shan Li | BOCI Asia Limited | 2003 |
| Rowena See Wai Ng | BOCI Asia Limited | 2003 |
| Simon Tao Qu | BOCI Asia Limited | 2003 |
| Hui Shen | BOCI Asia Limited | 2003 |
| Edmund Koon Yin Sim | BOCI Asia Limited | 2003 |
| Li Tian | BOCI Asia Limited | 2003 |