Colin Ching Wern Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Ching Wern Sim, a licensed former licensee with CE reference AGN521. This person has 12.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 - Asset management | 2020-09-10 | 2021-04-13 |
| GSA Capital Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-11-02 | 2019-08-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-05-14 | 2017-03-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-14 | 2017-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-06-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Colin Ching Wern Sim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.