Hing Hung Shum
沈慶洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hing Hung Shum (沈慶洪), a licensed former licensee with CE reference AGI234. This person has 16.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-31 | 2020-10-31 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-31 | 2020-10-31 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-31 | 2020-10-31 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-22 | 2020-03-31 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-03 | 2016-11-22 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 4 - Advising on securities | 2012-04-03 | 2020-03-31 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 9 - Asset management | 2012-04-03 | 2020-03-31 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-22 | 2011-12-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2011-12-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2011-12-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2010-11-01 | 2011-12-06 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-25 | 2010-08-05 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-07 | 2010-01-22 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2009-05-07 | 2010-01-22 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2007-09-13 | 2009-04-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 - Asset management | 2007-09-13 | 2009-04-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 - Asset management | 2005-03-16 | 2007-09-13 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hing Hung Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.