Alice Lai Chu Shin
冼麗珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Lai Chu Shin (冼麗珠), a licensed former licensee with CE reference AIX696. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-27 | 2014-05-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-27 | 2014-05-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2013-09-27 | 2014-05-09 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-04 | 2004-01-12 |