Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Hongfei Yu
CE ANM618 - active, MBK Partners HK Limited
Cheuk Kei Ho
CE BIS728 - active, MBK Partners HK Limited
Ruilin Li
CE BRK923 - active, MBK Partners HK Limited
Yongjian Li
CE BOQ850 - active, MBK Partners HK Limited
Dingfeng Li
CE BFT500 - active, MBK Partners HK Limited
Yukun Jin
CE BVP935 - active, MFEX Hong Kong Limited
Chun Luen Chan
CE AHC381 - active, Mission Capital Management Limited
Mu Fang
CE BRU965 - active, Mission Capital Management Limited
Ming Jin
CE AYI109 - active, Mission Capital Management Limited
Jin Zhuang
CE AZT481 - active, Mission Capital Management Limited
Alan Leh Chiarng Chen
CE AGH159 - active, Maxa Asset Management Limited
Michael Chi Tat Fok
CE AGH222 - active, Maxa Asset Management Limited
Hou Cheong Lee
CE ACN747 - active, Maxa Asset Management Limited
Anthony Ka Tsun Ip
CE AHT282 - active, Maxa Asset Management Limited
Weijun Liu
CE BRV832 - active, Maxa Asset Management Limited
Benjamin Richard Arnold
CE BDM658 - active, Meraki Global Advisors (HK) Limited
Chak Kie Ho
CE AEC938 - active, Meraki Global Advisors (HK) Limited
Donald Sang Lee
CE AUT132 - active, Meraki Global Advisors (HK) Limited
Pei Wei Fang
CE AGB884 - active, Manford Financial Limited
Leon Lum Hung
CE ADU225 - active, Manford Financial Limited
Jianming Xu
CE BHR630 - active, Manford Financial Limited
Man Ha Chan
CE BRC066 - active, Manford Financial Limited
Manli Zhang
CE BXA179 - active, Manford Financial Limited
Fangyuan Chen
CE BMY676 - active, Maxwealth Global Asset Management Company Limited
Jundong Han
CE AOQ780 - active, Maxwealth Global Asset Management Company Limited
Daye Li
CE BSQ488 - active, Maxwealth Global Asset Management Company Limited
Miaoru Wang
CE BUO501 - active, Maxwealth Global Asset Management Company Limited
Dingting Pan
CE BWH753 - active, Maxwealth Global Asset Management Company Limited
Xiaoliang Shi
CE BWQ652 - active, Maxwealth Global Asset Management Company Limited
Mitchell James Duffy
CE BVC143 - active, Morgans (Hong Kong) Limited
Matthew James Raymond
CE BUQ323 - active, Morgans (Hong Kong) Limited
Flemming Helbo
CE AZG589 - active, Mocean Limited
Jun-Ho Lee
CE BTF241 - active, Mocean Limited
Qingwen Ren
CE BME227 - active, Mulana Investment Management Limited
Xuejing Wu
CE BJH007 - active, Mulana Investment Management Limited
Yabin Deng
CE BRA565 - active, Mulana Investment Management Limited
Kun Hu
CE ATS197 - active, Mulana Investment Management Limited
Joyce May-Wei Chiong
CE AGM522 - active, MK Asia Limited
Joel Simon Gasche
CE BCS957 - active, MK Asia Limited
He Qing
CE BSM231 - active, MK Asia Limited
Haoyu Wang
CE ARN562 - active, Merit Asset Management Limited
Xinxiong Zhang
CE ARO301 - ceased
Yujia Wang
CE BHW766 - active, Merit Asset Management Limited
Yiming Xie
CE BWX210 - active, Merit Asset Management Limited
Xingyue Yan
CE BVY717 - active, Merit Asset Management Limited
Anand Agarwal
CE ANX687 - active, Man Investments (Hong Kong) Limited
Richard John Walter Bagshaw
CE ASK905 - active, Man Investments (Hong Kong) Limited
Alethea Chi Wing Leung
CE ATH309 - active, Man Investments (Hong Kong) Limited
Ying Kin Lo
CE ATL664 - active, Man Investments (Hong Kong) Limited
Chin Pang Tsoi
CE AUB775 - active, Man Investments (Hong Kong) Limited
Charmian Shu Mong Wan
CE AXM230 - active, Man Investments (Hong Kong) Limited
Yichen Zhang
CE BUW144 - active, Man Investments (Hong Kong) Limited
Shu Ting Chan
CE BKY634 - active, Man Investments (Hong Kong) Limited
Maximilian Toby George Davies
CE BQG780 - active, Man Investments (Hong Kong) Limited
Frederick Brian Peter Earle
CE BUA075 - active, Man Investments (Hong Kong) Limited
Chun Kit Fung
CE BPC683 - active, Man Investments (Hong Kong) Limited
Seokwon Kang
CE BNK675 - active, Man Investments (Hong Kong) Limited
Ching Man Lee
CE BMY829 - active, Man Investments (Hong Kong) Limited
Yajie Liu
CE BTO853 - active, Man Investments (Hong Kong) Limited
Wing Ho Pang
CE BLG347 - active, Man Investments (Hong Kong) Limited
Andrew Warren Swan
CE ALI156 - active, Man Investments (Hong Kong) Limited
Hsin-Jung Yang
CE AOC859 - active, Man Investments (Hong Kong) Limited
Hua Zhu
CE BVR055 - active, Man Investments (Hong Kong) Limited
Zhiwei Cai
CE BVT894 - active, MicroBit Capital Management Limited
Kenny Chun Yu Khuong
CE ANH532 - active, MicroBit Capital Management Limited
Pak Fu Lim
CE AAV508 - active, MicroBit Capital Management Limited
Ean Kiam Ng
CE AVS580 - active, MicroBit Capital Management Limited
Shuk Yan Lau
CE BVO616 - ceased
Tongcheng Sun
CE BUD125 - ceased
Yimeng Sun
CE BSG169 - ceased
Yaxuan Zhao
CE BVL480 - active, MicroBit Capital Management Limited
Ka Fai Franki Chung
CE ACW769 - active, Monarch Capital Management Limited
Sung Kwan Lo
CE BRR396 - active, Monarch Capital Management Limited
Hsin Ping Lai
CE BWH579 - active, Monarch Capital Management Limited
Sai Ying Lee
CE BXN157 - active, Monarch Capital Management Limited
Derek Ho Yin Ching
CE BIN461 - active, Mega Global Securities Limited
Augustine Tak Chi Lai
CE BLI147 - ceased
Tak Wai Lo
CE BAN250 - active, Mega Global Securities Limited
Zhuli He
CE BWC519 - active, Mingze Capital International Limited
Wai Kit Siu
CE AFM549 - active, Mingze Capital International Limited
Yin Yu
CE BID593 - active, Mingze Capital International Limited
Tin Ho Ko
CE ARF645 - active, MapleElm Capital Limited
Wing Cheung Lau
CE BJO438 - active, MapleElm Capital Limited
Yin Kuk Li
CE AMX118 - active, MapleElm Capital Limited
Po Sum Chen
CE AAF630 - active, National Resources Securities Limited
Jojo Sze Chung Choy
CE AEA472 - active, National Resources Securities Limited
Xiyuan Li
CE BKK594 - active, National Resources Securities Limited
Raymond Yun Man Tsui
CE AAH600 - active, National Resources Securities Limited
Suet Kan Wong
CE AFM440 - active, National Resources Securities Limited
Cheuk Ying Chan
CE AAK364 - active, National Resources Securities Limited
Choi Lan Chan
CE AAS336 - active, National Resources Securities Limited
Kwan Ho Cheung
CE AIM079 - active, National Resources Securities Limited
Kwok Hung Lau
CE ACR766 - active, National Resources Securities Limited
Yuk Lan Lee
CE ADL710 - active, National Resources Securities Limited
Wai Yau Wong
CE ADV233 - active, National Resources Securities Limited
Hon Dee Zee
CE ABA704 - active, National Resources Securities Limited
Zhihong Zhi
CE AYG281 - active, National Resources Securities Limited
Philip Hing Kai Chung
CE AAA422 - active, Nittan Securities Asia Limited
Kelvin Kwun Fan Lee
CE ASY378 - active, Nittan Securities Asia Limited
Norman Alexanda Stradmoor
CE ARR597 - active, Nittan Securities Asia Limited
Kai Chung Yim
CE AAQ181 - active, Nittan Securities Asia Limited
Xuedan Feng
CE BVJ778 - active, Nittan Securities Asia Limited
Weiqi Huo
CE BVF787 - active, Nittan Securities Asia Limited
Brian Chi Fung Lai
CE BUS957 - active, Nittan Securities Asia Limited
Siyu Lu
CE BWK672 - active, Nittan Securities Asia Limited
Xiaohan Xuan
CE BUS744 - active, Nittan Securities Asia Limited
Feng Xue
CE BVV900 - active, Nittan Securities Asia Limited
Xindi Zhang
CE BWS083 - active, Nittan Securities Asia Limited
Mo Nga Kong
CE ABM473 - active, Norman Kong Securities Company Limited
Sinclair Kong
CE ABG660 - active, Norman Kong Securities Company Limited
Sin Fun Cheung
CE AEE309 - active, New Gala Securities Company Limited
Siu Ching Cheung
CE AAA107 - active, New Gala Securities Company Limited
Yik Kin Cheung
CE AJG326 - active, New Gala Securities Company Limited
Mei Ling Fung
CE AAN716 - active, New Gala Securities Company Limited
Philippe Pierre Maurice Gontier
CE BBJ816 - active, Nivalis Partners Limited
Karl Franz Huerlimann
CE BTY268 - active, Nivalis Partners Limited
Peter Reichenbach
CE AFB791 - active, Nivalis Partners Limited
Simon Siu Hung Chiu
CE ALW291 - active, Nivalis Partners Limited
Lais D'Avila Ferreira Di Donato
CE BUT587 - active, NBC Financial Markets Asia Limited
Colin Ashley Embree
CE BEH950 - active, NBC Financial Markets Asia Limited
Philippe Gagnon
CE BNT930 - active, NBC Financial Markets Asia Limited
Lai Lai Leung
CE ACS301 - active, NBC Financial Markets Asia Limited
George Vincent Jack Holbrow-Wilshaw
CE BUD966 - active, NBC Financial Markets Asia Limited
Hu Hui
CE BSH867 - active, NBC Financial Markets Asia Limited
Victor Lee
CE BEI713 - active, NBC Financial Markets Asia Limited
Eoin Ciaran Mac Mathuna
CE BTR669 - active, NBC Financial Markets Asia Limited
Naoko Okushi
CE BVA384 - active, NBC Financial Markets Asia Limited
Kevin Power
CE BTR638 - active, NBC Financial Markets Asia Limited
Takashi Sato
CE BNJ949 - active, NBC Financial Markets Asia Limited
Yiu Wong
CE BVB391 - active, NBC Financial Markets Asia Limited
Yin Yin Chu
CE BJX010 - active, Nanjia Capital Limited
Samuel Martyn Coatham
CE APU459 - active, Nanjia Capital Limited
Alexander Henricus Antonius Klein Tank
CE BNN177 - active, Nanjia Capital Limited
Ting Kay Ho
CE AEH400 - active, New Prospect Capital Limited
Joanne Pei-Chun Lai
CE ARO383 - active, New Prospect Capital Limited
Hui Wang
CE BJU212 - active, New Prospect Capital Limited
Wai Cheong Chan
CE BFY873 - active, Nexara Asset Management Limited
Chi Hung Chen
CE AOX772 - ceased
Kit Man Chui
CE AFI537 - active, Nexara Asset Management Limited
Michael Chun Man Ng
CE AQQ196 - active, Nexara Asset Management Limited
Ka Ho Chu
CE BFN898 - active, Nexara Asset Management Limited
Ho Yin Lee
CE BUR434 - active, Nexara Asset Management Limited
Ryan Long Hang Tsui
CE BKN986 - active, Nexara Asset Management Limited
Lee Quan Chan
CE BLJ949 - active, Nuvama Investment Advisors (Hongkong) Private Limited
Philip Yin Loong Cheung
CE AKY122 - active, Nuvama Investment Advisors (Hongkong) Private Limited
Ruchir Sushilkumar Jhunjhunwala
CE BVS210 - active, Nuvama Investment Advisors (Hongkong) Private Limited
Chu Chau Kuet
CE BBF122 - active, Ninth Eternity Securities Asia Limited
Junhui Zhang
CE BPU641 - active, Ninth Eternity Securities Asia Limited
Ka Shing Chan
CE APF285 - active, North Rock Capital Management (HK) Limited
Simon Sze Yuen Chow
CE APJ232 - active, North Rock Capital Management (HK) Limited
Edward Henry Grissell
CE BPY390 - ceased
Dong Kyeon Kim
CE BXJ286 - active, North Rock Capital Management (HK) Limited
Nilesh Banerjee
CE BHL908 - active, North Rock Capital Management (HK) Limited
Yitong Gao
CE BNJ285 - active, North Rock Capital Management (HK) Limited
Bitao He
CE BOF744 - active, North Rock Capital Management (HK) Limited
Minghao Jiang
CE BRW612 - active, North Rock Capital Management (HK) Limited
Vinit Kumar Joshi
CE BTC877 - active, North Rock Capital Management (HK) Limited
Yeon Soo Kim
CE AYX143 - active, North Rock Capital Management (HK) Limited
Alen Chi Wang Lai
CE AWQ674 - active, North Rock Capital Management (HK) Limited
Mei Lam Nicole Lee
CE BNG434 - active, North Rock Capital Management (HK) Limited
Tong Fai Leung
CE BPX590 - active, North Rock Capital Management (HK) Limited
Shuang Liang
CE BQL183 - ceased
Weisheng Vincent Lim
CE BFY293 - active, North Rock Capital Management (HK) Limited
Jia (SFC:AVX016) Liu
CE AVX016 - active, North Rock Capital Management (HK) Limited
Xinyu Liu
CE BQE326 - active, North Rock Capital Management (HK) Limited
Shengshen Nie
CE AVL824 - ceased
Hu Shen
CE BFW328 - active, North Rock Capital Management (HK) Limited
Tingting Si
CE AYB999 - ceased
Michael Joseph Vasko
CE BOX084 - active, North Rock Capital Management (HK) Limited
Hsuan Yun Wang
CE BRP713 - active, North Rock Capital Management (HK) Limited
Zhengyi Wei
CE BPF457 - ceased
Ling Wu
CE BMP332 - active, North Rock Capital Management (HK) Limited
Ming Xie
CE BXI947 - active, North Rock Capital Management (HK) Limited
Yuhao Yang
CE BPE732 - active, North Rock Capital Management (HK) Limited
Zeyu Zheng
CE BTN018 - active, North Rock Capital Management (HK) Limited
Yiqing Zhu
CE BNF384 - active, North Rock Capital Management (HK) Limited
Ester Yuk Kan Lam
CE APY313 - active, New Horizon International Securities Co., Limited
Man Tung
CE BGX402 - active, New Horizon International Securities Co., Limited
Jiahui Chen
CE BVG011 - active, New Horizon International Securities Co., Limited
Niklas Kostadin Amundsson
CE AYK125 - active, New Peak Partners Limited
Joshua Eliot Kahn
CE AUO009 - active, New Peak Partners Limited
Catherine Margaret Mooney
CE BBQ452 - active, New Peak Partners Limited
Nicholas Xiang Jie Foo
CE BTJ941 - active, New Peak Partners Limited
Sung Wook Jun
CE BGE392 - active, New Peak Partners Limited
Min Suk Kwon
CE BSH931 - active, New Peak Partners Limited
Keith Ke Zou
CE BIE434 - active, New Peak Partners Limited
Chung On Chan
CE AAC875 - active, New Hong Kong Securities Limited
Dianquan Zhang
CE BSA296 - active, New Hong Kong Securities Limited
Haoen Wen
CE BXI297 - active, New Hong Kong Securities Limited
Rongying Zhang
CE BVZ306 - active, New Hong Kong Securities Limited
Yan Lin
CE BVZ009 - active, New Industrial Financial Holdings Limited
Hengxiang Zhu
CE BVZ007 - active, New Industrial Financial Holdings Limited
Hoi Ping Wong
CE AAE258 - active, Onshine Securities Limited
Hon Kit Wong
CE AAZ369 - active, Onshine Securities Limited
George Alexander Gladstone
CE BII177 - active, Ord Minnett Hong Kong Limited
Andrew Jaeho Han
CE BFU570 - active, Ord Minnett Hong Kong Limited
Angus John Sexton
CE AQY825 - active, Ord Minnett Hong Kong Limited
Michael Joseph Donovan
CE AMQ645 - active, Ord Minnett Hong Kong Limited
Christopher David Moore
CE BNY257 - active, Ord Minnett Hong Kong Limited
Vlada Vujasinovic
CE BLN677 - active, Ord Minnett Hong Kong Limited
Brett Morris Waller
CE BNY651 - active, Ord Minnett Hong Kong Limited
Geoffrey Yu Hin Liu
CE BDG922 - ceased
Yun Yan
CE BKI023 - ceased
Saurav Das
CE BII100 - active, Orbis Investment Management (Hong Kong) Limited
Ming Ju Lu
CE BII102 - active, Orbis Investment Management (Hong Kong) Limited
Dan Stefan Magnusson
CE BCU040 - active, Orbis Investment Management (Hong Kong) Limited
Eugene Tan
CE BJY932 - active, Orbis Investment Management (Hong Kong) Limited
William Hartwig Bohnsack Jr
CE BFJ569 - active, Oak Hill Advisors (Hong Kong) Limited
Peter Oh Kee Kwon
CE ADZ127 - active, Oak Hill Advisors (Hong Kong) Limited
Hang Yin
CE BPJ460 - active, Oak Hill Advisors (Hong Kong) Limited
Ronald Yat Sau Cheung
CE AHJ471 - active, Optimas Capital Limited
Hao Feng Lu
CE ARI634 - active, Optimas Capital Limited
Ying Kin Wong
CE AJK619 - active, Optimas Capital Limited
Raymond Man Wai Ching
CE AOG184 - active, Optimas Capital Limited
Yuk Fai Fong
CE BTT215 - active, Optimas Capital Limited
Sanil Gulati
CE BWR763 - active, Optimas Capital Limited
Gyusang Lee
CE BTG790 - active, Optimas Capital Limited
Zhuangsheng Lin
CE BBA908 - active, Optimas Capital Limited
Shuhao Lu
CE BTN297 - active, Optimas Capital Limited
Xun Lu
CE BTT213 - active, Optimas Capital Limited
Yinuo Wang
CE BRT469 - active, Optimas Capital Limited
Thomas Hong Man Wong
CE ANR333 - active, Optimas Capital Limited
Tsz Ho Wong
CE BIB430 - active, Optimas Capital Limited
Kimble Tsz Chung Wu
CE BMW361 - active, Optimas Capital Limited
Yuan Xu
CE BTW025 - active, Optimas Capital Limited
Zhiran Zhou
CE BBR193 - active, Optimas Capital Limited
Zhe Zuo
CE BTC484 - active, Optimas Capital Limited
Adam Drummond Bandeen
CE BOT147 - active, Outset Global (Hong Kong) Limited
Ming Chun Cheng
CE BEU986 - active, Outset Global (Hong Kong) Limited
Raymond Francis McCabe
CE BOT145 - active, Outset Global (Hong Kong) Limited
Chung Hym Wong
CE AOP206 - active, Outset Global (Hong Kong) Limited
Henry Pui Yip Chan
CE BUM102 - active, OSL Digital Securities Limited
Oscar Yui Pang Chan
CE AVI901 - active, OSL Digital Securities Limited
Eugene Ying Wah Cheung
CE AHX888 - active, OSL Digital Securities Limited
Zhi Qiao
CE BXA475 - active, OSL Digital Securities Limited
Gary Ka Chun Tiu
CE BKB082 - active, OSL Digital Securities Limited
Lap Yin Chan
CE BSF983 - active, OSL Digital Securities Limited
Yiyang Chen
CE BVW837 - active, OSL Digital Securities Limited
Jiaqi Gong
CE BTC182 - active, OSL Digital Securities Limited
Andre Ki
CE BWB805 - active, OSL Digital Securities Limited
Man Hin Kwok
CE BUT308 - active, OSL Digital Securities Limited
Ka Ming Law
CE BJX219 - active, OSL Digital Securities Limited
Rong Yao Lim
CE BWS424 - active, OSL Digital Securities Limited
Xinxin Lin
CE BWK957 - active, OSL Digital Securities Limited
Rui Luo
CE BXB655 - active, OSL Digital Securities Limited
Qinwen Lyu
CE BXB016 - active, OSL Digital Securities Limited
Xiaojun Shen
CE BWX435 - active, OSL Digital Securities Limited
Bingqing Wang
CE BWC096 - active, OSL Digital Securities Limited
Meilin Wu
CE BUX801 - ceased
Muhammad Zaqir
CE BXI774 - active, OSL Digital Securities Limited