Raymond Yun Man Tsui
徐潤民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yun Man Tsui (徐潤民), CE reference AAH600. Currently licensed at 1 firm(s): National Resources Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 — Asset management | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-06 |