Michael Chi Tat Fok
霍志達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chi Tat Fok (霍志達), CE reference AGH222. Currently licensed at 2 firm(s): Maxa Asset Management Limited, Maxa Capital Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-03 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-08 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-08 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-24 | 2019-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-11-24 | 2019-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-24 | 2019-10-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-12 | 2014-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-12 | 2014-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-12 | 2014-11-24 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-20 | 2014-07-25 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-17 | 2007-03-20 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-11-18 | 2006-07-14 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-11-18 |