Wai Yau Wong
王懷柔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yau Wong (王懷柔), CE reference ADV233. Currently licensed at 1 firm(s): National Resources Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |