Anthony Ka Tsun Ip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Ka Tsun Ip (葉家俊), a licensed Responsible Officer with CE reference AHT282. Currently licensed at 1 firm(s): Maxa Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-17 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-17 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-17 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-25 | 2026-03-17 |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-25 | 2026-03-17 |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-02-25 | 2026-03-17 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-30 | 2025-12-05 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-07 | 2025-12-05 |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 - Asset management | 2010-09-08 | 2026-01-30 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 - Asset management | 2009-03-27 | 2025-12-05 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-11-07 | 2009-03-27 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-09 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Ka Tsun Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.