Sinclair Kong
江務醒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sinclair Kong (江務醒), a licensed Responsible Officer with CE reference ABG660. Currently licensed at 1 firm(s): Norman Kong Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-06-21 | 2017-02-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 9 — Asset management | present | 2003-05-02 |