Sinclair Kong
江務醒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sinclair Kong (江務醒), a licensed Responsible Officer with CE reference ABG660. Currently licensed at 1 firm(s): Norman Kong Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-06-21 | 2017-02-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-02 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Sinclair Kong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mo Nga Kong | Norman Kong Securities Company Limited | 2003–present |
| Chuk Lun Kong | Norman Kong Securities Company Limited | 2003–2016 |
| Po Chu Leung | Norman Kong Securities Company Limited | 2003–2010 |
| Emily Wing Yin Kong | Norman Kong Securities Company Limited | 2003–2006 |