Mei Lam Nicole Lee
李美霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Lam Nicole Lee (李美霖), CE reference BNG434. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 2 — Dealing in futures contracts | 2024-11-11 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-12 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-08-01 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2023-06-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-01 | 2019-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-01 | 2019-08-12 |