Kelvin Kwun Fan Lee
李冠勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwun Fan Lee (李冠勳), CE reference ASY378. Currently licensed at 1 firm(s): Nittan Securities Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-31 | present |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-16 | 2020-07-20 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-16 | 2020-08-31 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-13 | 2013-12-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-06 | 2013-12-13 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-06 | 2013-12-13 |
| Nittan Capital Asia Limited 溢勝亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-09-30 |
| Megabase Futures Company Limited 萬達基(期貨)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-02 | 2011-04-30 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-17 | 2011-04-30 |