Thomas Hong Man Wong
黃康民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hong Man Wong (黃康民), CE reference ANR333. Currently licensed at 1 firm(s): Optimas Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-14 | present |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-24 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 — Asset management | 2016-07-14 | 2021-09-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-17 | 2016-07-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-17 | 2016-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2013-04-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-05-11 | 2013-04-06 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-20 | 2009-03-11 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-07-17 | 2008-04-26 |