Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Lei Wu
CE BMO309 - active, Complus Asset Management Limited
Ke Tony Xu
CE ARA445 - active, Complus Asset Management Limited
Xiaowei Zhou
CE BSR367 - active, Complus Asset Management Limited
Mei Dong
CE AUX150 - active, Conning Asia Pacific Limited
Hsiu Mei Huang
CE BJU910 - active, Conning Asia Pacific Limited
Hua-Chang Wu
CE BLI964 - active, Conning Asia Pacific Limited
Jiexing Bu
CE BSQ130 - active, Conning Asia Pacific Limited
Chun Wah Chan
CE APD545 - active, Conning Asia Pacific Limited
Yu-Hsuan Chao
CE BTV605 - active, Conning Asia Pacific Limited
Young Jun Choi
CE BQT888 - active, Conning Asia Pacific Limited
Shu Fang
CE BQV198 - active, Conning Asia Pacific Limited
Patricia Hoi Yan Lai
CE ARR637 - active, Conning Asia Pacific Limited
Jann Jiu Jason Lim
CE BRW218 - active, Conning Asia Pacific Limited
En-Ting Liu
CE BLI963 - active, Conning Asia Pacific Limited
Ben Lixiang Long
CE ANI750 - active, Conning Asia Pacific Limited
Leighton Lei-Gong Mok
CE BQP976 - ceased
Haitao Wu
CE BWT427 - active, Conning Asia Pacific Limited
Ran Zheng
CE BJT498 - active, Conning Asia Pacific Limited
Cai Zhu
CE BJZ402 - active, Conning Asia Pacific Limited
Tracy Ho Yee Lau
CE AOQ704 - active, Carlyle Hong Kong Equity Management Limited
Yu Su
CE AQG546 - active, Carlyle Hong Kong Equity Management Limited
Joanna Jung Yun Yau
CE BJY950 - active, Carlyle Hong Kong Equity Management Limited
Run Lin Bai
CE BNY488 - active, Carlyle Hong Kong Equity Management Limited
Dan Cao
CE BKZ053 - active, Carlyle Hong Kong Equity Management Limited
Hoi Suen Angus Chow
CE BEV735 - active, Carlyle Hong Kong Equity Management Limited
Liang Du
CE BBG297 - active, Carlyle Hong Kong Equity Management Limited
Mingyue Fang
CE BSB980 - active, Carlyle Hong Kong Equity Management Limited
Seem Gan
CE BOS604 - active, Carlyle Hong Kong Equity Management Limited
Mina Kang
CE BGE792 - active, Carlyle Hong Kong Equity Management Limited
Hwan Hee Lee
CE BQO812 - active, Carlyle Hong Kong Equity Management Limited
Soo Yong Lee
CE BMV423 - active, Carlyle Hong Kong Equity Management Limited
Chi Ho Leung
CE BVB822 - active, Carlyle Hong Kong Equity Management Limited
Jun Cheng Liew
CE BVL502 - active, Carlyle Hong Kong Equity Management Limited
Ka Shing Lui
CE BWY549 - active, Carlyle Hong Kong Equity Management Limited
Bradley John McCarthy
CE BKB355 - active, Carlyle Hong Kong Equity Management Limited
Yu Ping Wu
CE BSW822 - active, Carlyle Hong Kong Equity Management Limited
Cheng Qian
CE ALW229 - active, China Orient International Asset Management Limited
Yanan Wang
CE AVE602 - ceased
Lang Xiong
CE AVM879 - active, China Orient International Asset Management Limited
Yi Xu
CE BSF662 - active, China Orient International Asset Management Limited
Wenjing Zou
CE BBJ827 - active, China Orient International Asset Management Limited
Yufei Ai
CE BUT108 - active, China Orient International Asset Management Limited
Yiwu Chen
CE BHL998 - active, China Orient International Asset Management Limited
Mengyu Han
CE BSF676 - active, China Orient International Asset Management Limited
Minjie Lin
CE BBK729 - active, China Orient International Asset Management Limited
Junyi Liu
CE BRR791 - active, China Orient International Asset Management Limited
Zicheng Liu
CE BPE191 - active, China Orient International Asset Management Limited
Guangyi Shao
CE BVI605 - active, China Orient International Asset Management Limited
Haodong Song
CE BXI940 - active, China Orient International Asset Management Limited
Biao Wen
CE BUZ213 - active, China Orient International Asset Management Limited
Tenglei Xia
CE BIH760 - active, China Orient International Asset Management Limited
Dongyan Yuan
CE BRS300 - active, China Orient International Asset Management Limited
Zhi Zhang
CE BUY001 - active, China Orient International Asset Management Limited
Hugues Christian Benigne Le Gouz de Saint Seine
CE BAS387 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Luciano Stefano Tattoni
CE BAS390 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Kam Wa Chan
CE BUD263 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Sin Cheung
CE BGM919 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Mikael Benjamin de Picciotto
CE BVD507 - ceased
Luca John Gentzbourger
CE BSZ897 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Philippe Alexandre Herminjard
CE BUR293 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Shaoyu Lin
CE BNI916 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Lei Yee Lo
CE BRJ274 - active, Raffles Assets Management (HK) Co. Limited
Joseph Henry Morgan
CE BJT439 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Dee Si Yeuk Ng
CE AZO339 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Tsz Kiu Ng
CE BTP474 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Xuan Lam Nguyen Tang
CE ASL990 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Wing Or
CE BTA013 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Guillaume Boris Page
CE BJB179 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Alberto Pasini
CE BNM187 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Alexandre Pol
CE BWE574 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Nataliya Pushkina
CE BVC040 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Andrew Adam Sassoon
CE BPC757 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Nicolas Sione
CE APH555 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Nicolas Staerkle
CE AIR083 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Tzu Yao Tang
CE BPW996 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Antonio Miguel Lao Velasco
CE BSZ896 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Yao Wang
CE BHZ686 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Xiangyu Wu
CE BPJ349 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Mengqian Yao
CE BRU842 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
John Gabriel-Apffel Hernandez
CE BGY932 - active, CBRE Capital Advisors Asia Pacific Limited
Zijun Xu
CE BRT424 - active, CBRE Capital Advisors Asia Pacific Limited
Xi (SFC:BPA221) Chen
CE BPA221 - active, China Sunrise Securities (International) Limited
Senlin Jiang
CE BNR183 - active, China Sunrise Securities (International) Limited
Xin Li
CE ANY390 - active, China Sunrise Securities (International) Limited
Chengchuan Zhou
CE BVK034 - active, China Sunrise Asset Management Limited
Jun Song
CE BXA060 - ceased
Xueying Gui
CE BHU627 - active, CG Partners Asset Management Co., Limited
Peimin Wu
CE BGZ718 - active, CG Partners Asset Management Co., Limited
Kin Wai Hui
CE AOX998 - active, CG Partners Asset Management Co., Limited
Woei Shin Liu
CE AQP988 - active, Constellar Capital Partners Hong Kong Limited
Theodore G Wong
CE BGB796 - active, Constellar Capital Partners Hong Kong Limited
Josh Purackal Jacob
CE AWN394 - active, Constellar Capital Partners Hong Kong Limited
Sanghoon Ji
CE BGX585 - active, Constellar Capital Partners Hong Kong Limited
Yvonne Yuen Kee Wong
CE AEZ573 - active, Constellar Capital Partners Hong Kong Limited
Xinyue (SFC:BVM631) Zhang
CE BVM631 - active, Constellar Capital Partners Hong Kong Limited
Jian Zhang
CE BUX212 - active, China Post & Capital Global Asset Management Limited
Zhiming Zhang
CE BJN979 - active, China Post & Capital Global Asset Management Limited
Weizhou Han
CE BQR189 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Zhongnan Hua
CE BNU873 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Fengyi Peng
CE BEO927 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Chong Wei
CE AYS671 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Zhe Ye
CE BOS544 - ceased
Anqi Ao
CE BOB117 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Xindi Luo
CE BSW064 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Duoduo Qi
CE BUD366 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Sam U Sou
CE BUD112 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Siyang Xu
CE BXN518 - active, China Chengtong (Hong Kong) Asset Management Company Limited
Ka Wah Chiu
CE AAC474 - active, JT Capital Asset Management Limited
Pui Kin Fung
CE ALN323 - active, Core Capital Securities Limited
Ho Him Cliff Tam
CE BQP749 - active, Core Capital Securities Limited
On Lit Yeung
CE AQE939 - active, Core Capital Securities Limited
Wenrong Huang
CE BNY450 - active, Changchun Securities Limited
Kwok Cheong Lee
CE AGA695 - active, Changchun Securities Limited
Chen Wang
CE BLX771 - active, Changchun Securities Limited
Xuqing Dong
CE BNK123 - active, Changchun Securities Limited
Shuo Liang
CE BRZ627 - active, Changchun Securities Limited
Yemeng Sun
CE BUA356 - active, Changchun Securities Limited
Oscar Ching Fan Chan
CE AJI806 - active, China International Securities Limited
Che Wai Sham
CE BNO062 - active, China International Securities Limited
Cong Tian
CE BAK391 - active, CEB International Asset Management Corporation Limited
Miao Zhang
CE BOX399 - active, CEB International Asset Management Corporation Limited
Yifang Hu
CE BVE164 - active, CEB International Asset Management Corporation Limited
Shuqiao Huang
CE BTV566 - ceased
Bing Liu
CE BKY745 - active, CEB International Asset Management Corporation Limited
Chang (SFC:BVA678) Liu
CE BVA678 - active, CEB International Asset Management Corporation Limited
Guanhua Pan
CE BVQ955 - active, China Industrial Securities International Capital Limited
Haoyu Qin
CE BTR693 - active, CEB International Asset Management Corporation Limited
Yan Sun
CE BIC310 - active, CEB International Asset Management Corporation Limited
Chen Wu
CE BXM208 - active, CEB International Asset Management Corporation Limited
Miao Wu
CE BIE353 - active, CEB International Asset Management Corporation Limited
Man Yuan
CE BTZ867 - active, CEB International Asset Management Corporation Limited
Chapman Cheuk Man Lau
CE BMQ630 - active, Canfield Securities Company Limited
Wai Yin Law
CE ARH653 - active, Canfield Securities Company Limited
Wenminlong Shi
CE BVG216 - active, Canfield Securities Company Limited
Giorgos Stylianou
CE BVS736 - active, Canfield Securities Company Limited
Chengwei Zou
CE BOE210 - active, Canfield Securities Company Limited
Fung Yu Chan
CE AAK854 - active, Canfield Securities Company Limited
Wing Hon Mok
CE AGD652 - active, Constance Capital Limited
Kwong Chau Wu
CE AGH135 - active, Constance Capital Limited
Wai Lun Wong
CE BWV068 - active, Constance Capital Limited
Wai Yan Lau
CE BBA106 - active, Conrad Investment Services Limited
Tsz Fei Ngo
CE BBW943 - active, Conrad Investment Services Limited
Pok Wai Tong
CE ARR372 - active, Conrad Investment Services Limited
Ronald Ngai Chiu Leung
CE BOK257 - active, Conrad Investment Services Limited
Chun Fei So
CE BGE655 - active, Conrad Investment Services Limited
Shun Ming Wong
CE BLX189 - active, Conrad Investment Services Limited
Wilson Kwong Shun Lo
CE AFQ413 - active, CMBC International Capital Limited
Kwok Lung Ma
CE AVT322 - active, CMBC International Capital Limited
Ho Lim Mak
CE AND639 - active, CMBC International Capital Limited
Zhong Xue
CE BNB838 - active, CMBC International Capital Limited
Jinhui Zhang
CE AMU874 - active, CMBC International Capital Limited
Aaron Zai Yuen Chang
CE AZN927 - active, CMBC International Capital Limited
Bin Chen
CE BIH025 - active, CMBC International Capital Limited
Xingtian Chen
CE AXQ605 - active, CMBC International Capital Limited
Wing Yan Fung
CE BQH319 - active, CMBC International Capital Limited
Jinjun Jiao
CE BTJ804 - active, CMBC International Capital Limited
Wing Yuet Kwok
CE BOD533 - active, CMBC International Capital Limited
Hongchao Li
CE BQF103 - active, CMBC International Capital Limited
Xinya Li
CE BTT104 - active, CMBC International Capital Limited
Chun Lian
CE BVB832 - active, CMBC International Capital Limited
Yishi Lu
CE BIW366 - active, CMBC International Capital Limited
Chun Lok Ng
CE BOP168 - active, CMBC International Capital Limited
Xiruo Tang
CE BWL562 - active, CMBC International Capital Limited
Xingyuan Wang
CE BOS314 - active, CMBC International Capital Limited
Ho Wai Wong
CE BHJ814 - active, CMBC International Capital Limited
Qihan Xiao
CE BUU145 - active, CMBC International Capital Limited
Chonghui Zhang
CE BJD902 - active, CMBC International Capital Limited
Wai Hung Leung
CE AAK493 - active, China DIFI Securities Limited
Ho Chuen Wong
CE ARO917 - active, China DIFI Securities Limited
Qing Zeng
CE BTY478 - active, China DIFI Securities Limited
Kin Leung Kwok
CE AZV663 - active, China DIFI Securities Limited
Chun Bong Leung
CE AEK319 - active, China DIFI Securities Limited
Arthur Cheng
CE AFX946 - active, Chiyu International Capital Limited
Choi Wan Lam
CE AXZ195 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Xiaoji Liu
CE BEN198 - active, Chiyu International Capital Limited
Chung Ho Man
CE AFQ894 - active, Chiyu International Capital Limited
Noah Youngsu Kim
CE AXB587 - active, Cerberus Asia Pacific Advisors II Limited
James Sangwon Lee
CE BEW672 - active, Cerberus Asia Pacific Advisors II Limited
Sang-Hyuk Kwon
CE BWK250 - active, Cerberus Asia Pacific Advisors II Limited
Thomas William Staddon
CE BPK036 - active, Cerberus Asia Pacific Advisors II Limited
Linlin Zheng
CE BUG350 - active, Cerberus Asia Pacific Advisors II Limited
Dajiang Guo
CE ATE173 - active, Cheung On Securities Limited
Kit Sum Lee
CE ALN682 - active, Cheung On Securities Limited
Fengqiang Sun
CE AVS893 - active, Cheung On Securities Limited
Alyce Su
CE AGN848 - ceased
King Man Yiu
CE BDX230 - ceased
Yanmeng Hu
CE BUV073 - active, COFCO Futures (International) Co., Limited
Sui Lung Lam
CE BHJ694 - active, COFCO Futures (International) Co., Limited
Wai Yip Lee
CE AWX944 - active, COFCO Futures (International) Co., Limited
Dewen Tang
CE BNG653 - active, COFCO Asset Management (International) Company Limited
Gaoliang Zhou
CE BSI165 - active, COFCO Futures (International) Co., Limited
Siu Wing Chu
CE BRQ409 - active, COFCO Futures (International) Co., Limited
Zhuoxuan Du
CE BWY420 - active, COFCO Futures (International) Co., Limited
Wun Kuen Ho
CE BHU595 - active, COFCO Futures (International) Co., Limited
Xi Bin Huang
CE BWS085 - active, COFCO Futures (International) Co., Limited
Yongjin Li
CE BPJ656 - active, COFCO Futures (International) Co., Limited
Wenqiang Liu
CE BRO873 - active, COFCO Futures (International) Co., Limited
Jiaqi Lu
CE BRO493 - active, COFCO Futures (International) Co., Limited
Nga Cheong Luk
CE BJK529 - active, COFCO Futures (International) Co., Limited
Tianxiang Ouyang
CE BTX471 - active, COFCO Futures (International) Co., Limited
Kexin Qian
CE BSX811 - active, COFCO Futures (International) Co., Limited
Chi Hang Wong
CE BJK881 - active, COFCO Futures (International) Co., Limited
Houguang Xia
CE BWH847 - active, COFCO Futures (International) Co., Limited
Meng He
CE BRT214 - active, China Shandong International Asset Management Limited
Yu (SFC:BPM749) Wei
CE BPM749 - active, China Shandong International Asset Management Limited
Junlin Duan
CE BVQ823 - active, China Shandong International Asset Management Limited
Desmond Kwan Yue Chum
CE AEJ724 - active, Canyon Capital Advisors (Hong Kong) Limited
Kyoung Keun Park
CE AMF135 - active, Canyon Capital Advisors (Hong Kong) Limited
Man Wai Yip
CE ARG184 - active, Canyon Capital Advisors (Hong Kong) Limited
Roslyn Yichun Zhang
CE BTU927 - active, Canyon Capital Advisors (Hong Kong) Limited
Lijian Chen
CE BOS132 - active, COS-Capital Hong Kong International Co. Limited
David Siu Kee Ho
CE ACH269 - active, COS-Capital Hong Kong International Co. Limited
Xiaoyuan Lin
CE BUE435 - active, COS-Capital Hong Kong International Co. Limited
Shiu Man Kwok
CE AXK358 - active, China Silver Bullet Securities Company Limited
Patrick Li
CE ALI101 - active, China Silver Bullet Securities Company Limited
Ching Ho Chan
CE BQW689 - active, Cosmos One Capital Limited
Chaojun Ma
CE AYD596 - active, Cosmos One Capital Limited
Man Ho Fok
CE AXI854 - active, Cosmos One Capital Limited
Lei Jin
CE BVH232 - active, Cosmos One Capital Limited
Xun Lin
CE BRH650 - active, Cosmos One Capital Limited
Yuan Lin
CE BWS909 - active, Cosmos One Capital Limited
Graham Chi To Ng
CE AAI128 - active, Cosmos One Capital Limited
Ka Man Wu
CE BWK133 - active, Cosmos One Capital Limited
Chenyu Xiong
CE BWK668 - active, Cosmos One Capital Limited
Bi-Hua Xu
CE BWV380 - active, Cosmos One Capital Limited
Tsui Yan Yeung
CE ANU390 - active, Cosmos One Capital Limited
Wah Man Carman Chan
CE AQD276 - active, CC Kingdom Corporate Finance Limited
Simon Wai On Cheung
CE AJK782 - active, CC Kingdom Corporate Finance Limited
Keith Chin Cheung Kwong
CE AAA318 - active, CC Kingdom Corporate Finance Limited
Li-Wen Wang
CE AGP525 - active, CC Kingdom Corporate Finance Limited
Kai Chun Shum
CE AAC767 - active, CC Kingdom Corporate Finance Limited
Shadman Tanveer
CE BXA044 - active, CC Kingdom Corporate Finance Limited
Wen Chen
CE BPS697 - active, Celadon Partners (Asia Pacific) Limited
Yunhan Shi
CE BLA252 - active, Celadon Partners (Asia Pacific) Limited
Donald Tang
CE APE833 - active, Celadon Partners (Asia Pacific) Limited
Ruiyin Liu
CE BLG369 - active, Celadon Partners (Asia Pacific) Limited
Yifan Liu
CE BRE987 - active, Celadon Partners (Asia Pacific) Limited
Jonathan Junyan Lui
CE BAH853 - active, Celadon Partners (Asia Pacific) Limited
Jonathan Su
CE AXO696 - active, Celadon Partners (Asia Pacific) Limited
Ye Tang
CE ANQ032 - active, Citrus Securities Limited
William Ying Kit Wong
CE AJI491 - active, Citrus Securities Limited
Wei Cao
CE BTV680 - active, Citrus Securities Limited
Chi Bun Chan
CE AZR722 - active, C. Xin Asset Management Limited
Chengzhang He
CE BDW580 - active, C. Xin Asset Management Limited
Wenhan Liu
CE BQU389 - active, CII Advisory Limited
Samir Shumshere Thapa
CE BQU385 - active, CII Advisory Limited
Zhixin Xu
CE BRR270 - active, CII Advisory Limited
Qianqian He
CE BRW364 - active, Candescent Capital Limited
Kwok Chiu Li
CE ACQ611 - active, Candescent Capital Limited
Xia Wu
CE BFX736 - active, Candescent Capital Limited