Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Dominic Timothy Charles Scriven
CE AAI329 - active, Dragon Capital Management (HK) Limited
Sze Ki Yeung
CE BRI355 - active, Dragon Capital Management (HK) Limited
Ailsa Ross Cuthbert
CE AAB783 - active, Dragon Capital Management (HK) Limited
Kenji Hamada
CE BLL357 - active, Dragon Capital Management (HK) Limited
William Field Ross
CE BXB376 - active, Dragon Capital Management (HK) Limited
Hiroyoshi Sandaya
CE BDD021 - active, dLab Asset Management Limited
Hirofumi Takaku
CE AXI172 - active, dLab Asset Management Limited
Hiroyuki Hayano
CE AXS622 - active, dLab Asset Management Limited
Takeshi Kamimura
CE BGN197 - active, dLab Asset Management Limited
Siu Hong Lam
CE ACA526 - active, DL Family Office (HK) Limited
Tracy Woo
CE ACZ396 - active, DL Family Office (HK) Limited
Ip Hing Chan
CE BSP259 - ceased
Loi Ming Cheng
CE BEW497 - active, DL Family Office (HK) Limited
Ching Ho (SFC:BPY514) Lam
CE BPY514 - active, DL Family Office (HK) Limited
Kelvin Ho Yeung Lam
CE BUO183 - active, DL Family Office (HK) Limited
Yaoyuan Shi
CE BXF043 - active, DL Family Office (HK) Limited
Wai Shan Tang
CE BLM882 - active, DL Family Office (HK) Limited
Wei (SFC:BUY543) Wang
CE BUY543 - active, DL Family Office (HK) Limited
Caleb Stephen Wong
CE BPN443 - active, DL Family Office (HK) Limited
Koon Ki Wong
CE ALY611 - active, DELPHINIUM ASSETS MANAGEMENT LIMITED
Dorothy Tze Mei Yung
CE AJN060 - active, DELPHINIUM ASSETS MANAGEMENT LIMITED
Kim Huat Lim
CE ARU536 - active, DELPHINIUM ASSETS MANAGEMENT LIMITED
Ming Chu Tse
CE ADW209 - active, DELPHINIUM ASSETS MANAGEMENT LIMITED
Pinggui Xiang
CE AOJ791 - active, Direction Capital Limited
Allan Hung Lam
CE AAF858 - active, Domineer Asset Management Limited
Barbara Shaw
CE AAE978 - active, Domineer Asset Management Limited
Liang Zhao
CE BGH804 - active, Da Heng Qin (Hong Kong) Company Limited
Kai Shun Chen
CE BUQ544 - active, Da Heng Qin (Hong Kong) Company Limited
Haifei Deng
CE BWB735 - active, Da Heng Qin (Hong Kong) Company Limited
Yik Yu Edward Fong
CE BKB170 - active, DGA Capital Asset Management Limited
Yin Man Tang
CE ALF673 - active, DGA Capital Asset Management Limited
King Yuk Keung
CE BRO319 - active, DGA Capital Asset Management Limited
Mica Yun Ching Mak
CE ADL348 - active, DGA Capital Asset Management Limited
Wang Lok Sit
CE BUC034 - active, DGA Capital Asset Management Limited
Min (SFC:AMP537) Wang
CE AMP537 - active, DeepAlpha Capital Limited
Ye Yuan
CE BVQ174 - active, DeepAlpha Capital Limited
Rui Liu
CE BVZ654 - active, DeepAlpha Capital Limited
Yang (SFC:BXE484) Liu
CE BXE484 - active, DeepAlpha Capital Limited
Ju Song Pak
CE BXC122 - active, DeepAlpha Capital Limited
Jiawen Zhou
CE BUY132 - active, DeepAlpha Capital Limited
Ye (SFC:BTX390) Chen
CE BTX390 - active, DH International Fund Management Limited
Weiwei Gao
CE BTE933 - active, DH International Fund Management Limited
Zhizhou Zhang
CE BTE934 - active, DH International Fund Management Limited
Chen Qu
CE BXH052 - active, DH International Fund Management Limited
Yihui Song
CE BNT240 - active, DH International Fund Management Limited
Xize Yang
CE BXE494 - active, DH International Fund Management Limited
Hua Liu
CE BTU268 - active, Dapu Asset Management (HK) Limited
Peng Wang
CE BUV068 - active, Dapu Asset Management (HK) Limited
Adong Wang
CE BVU287 - active, Dapu Asset Management (HK) Limited
Hong Xiao
CE BUY042 - ceased
Zhenji Zhou
CE BVS701 - active, Dapu Asset Management (HK) Limited
Huiming Huang
CE BTV511 - active, Dexin Investment Management International Limited
Zhiqiang Li
CE BCC524 - active, Dexin Investment Management International Limited
Benpeng Jiang
CE BVK870 - active, Dexin Investment Management International Limited
Lee An Chiu
CE BOM882 - active, Dragon Bright Holdings Limited
Fong Yuen Law
CE AGO947 - active, Dragon Bright Holdings Limited
Mei Ling Mo
CE AZY143 - active, Dragon Bright Holdings Limited
Jing Guo
CE BIU928 - active, Deca Capital Limited
Shuyun Huang
CE BQZ749 - active, Deca Capital Limited
Chao Wang
CE BWK962 - active, Deca Capital Limited
Yeshuang Zhang
CE BHD212 - active, Deca Capital Limited
Jian Gao
CE BPQ838 - active, Deca Capital Limited
Shuanghua Geng
CE BGA344 - active, Deca Capital Limited
Min (SFC:BGL946) Wang
CE BGL946 - active, Deca Capital Limited
Ming Fai Kong
CE ADZ902 - active, Delight Hong Kong Asset Management Limited
Man Tat Leung
CE AFQ229 - active, Delight Hong Kong Asset Management Limited
Yi Dai
CE BUY059 - active, DCL CAPITAL (HONG KONG) LIMITED
Suqi Gu
CE BUY060 - active, DCL CAPITAL (HONG KONG) LIMITED
Yi Qiu
CE BUY062 - active, DCL CAPITAL (HONG KONG) LIMITED
Lingling Song
CE BUY050 - active, DCL CAPITAL (HONG KONG) LIMITED
Ping Zheng
CE BUY061 - active, DCL CAPITAL (HONG KONG) LIMITED
Xingfeng Huang
CE BIL469 - active, DingHong Capital Management Limited
Dengke Liu
CE BVF592 - active, DingHong Capital Management Limited
Siya Gao
CE BVP576 - active, Draconequus Capital Limited
Peng Hu
CE BTR836 - active, Draconequus Capital Limited
Frankie Kwun Siu Chan
CE ASD479 - active, Dewei Capital Limited
King Lok Kwong
CE ATM472 - ceased
Junchao Tang
CE BVV773 - active, Deep Rise Capital Limited
Wu Wen
CE BVV770 - active, Deep Rise Capital Limited
Chun Hong Huen
CE BWV226 - active, Deep Rise Capital Limited
Sai Kit Fung
CE AZB725 - active, Duration Capital Limited
Zhibing Yang
CE BSX586 - active, Duration Capital Limited
Ho Yeung Kelvin Cheung
CE BUV834 - active, Elite Financial Services Limited
Jackson Kam Lun Yuen
CE AFE588 - active, Elite Financial Services Limited
Dicken Chiu
CE BNJ014 - active, Excelsior Capital Asia (HK) Limited
Jonathan Koon Wah Chung
CE ADH522 - active, Excelsior Capital Asia (HK) Limited
Peng Kong
CE AYA282 - active, Eastern Marathon Investment Management (Hong Kong) Company Limited
Yun Yang
CE AQS584 - active, Eastern Marathon Investment Management (Hong Kong) Company Limited
Zhaomin Zhong
CE AQS573 - active, Eastern Marathon Investment Management (Hong Kong) Company Limited
Freddy Leong Sek Chan
CE ADW083 - active, Enhanced Investment Management Limited
Wei (SFC:BWL500) Liu
CE BWL500 - active, Enhanced Investment Management Limited
Yifan Wang
CE BUH436 - active, Enhanced Investment Management Limited
Lijia Ge
CE ALB386 - active, Eversafe Asset Management Co., Limited
Xin (SFC:ALC116) Wang
CE ALC116 - active, Eversafe Asset Management Co., Limited
Pierre Eric Hoebrechts
CE AXV625 - active, East Eagle Asset Management Holdings Limited
Wing Shing Lee
CE AJD174 - active, East Eagle Asset Management Holdings Limited
Gary Kwok Wai Leung
CE ADV451 - active, East Eagle Asset Management Holdings Limited
Cheuk Yao Pau
CE APS724 - active, East Eagle Asset Management Holdings Limited
Suet Chung Fung
CE AKS956 - active, Excel Shining Asia Limited
Ying Mao Andrew Ma
CE AZT117 - active, Excel Shining Asia Limited
Wing Sing Ma
CE AJI838 - active, Emmanuel Investments Managers Company Limited
Xingxing Wang
CE AWS124 - ceased
Pak Chi Hui
CE AQY763 - active, Elevation Investment Management Limited
Xiao (SFC:ANS162) Wang
CE ANS162 - active, Elevation Investment Management Limited
Chi Wai Leung
CE BTH772 - active, Elevation Investment Management Limited
Tsan Sang Au
CE AAF445 - active, EX ASSET MANAGEMENT LIMITED
Hiu Ki Chu
CE BQW639 - active, EX ASSET MANAGEMENT LIMITED
Kwun Cheong So
CE BNX001 - active, EX ASSET MANAGEMENT LIMITED
Yiming Liang
CE AEY432 - active, EM Asset Management Limited
Yiu Hon Wong
CE BKH150 - active, EM Asset Management Limited
Wing Yin Au
CE BVH788 - active, EM Asset Management Limited
Yue Jiang
CE BTM818 - active, EM Asset Management Limited
Shuang Wu
CE BWR874 - active, EM Asset Management Limited
Wenjing Zhang
CE BWE672 - active, EM Asset Management Limited
Haiming Song
CE AZB539 - active, Enbao Capital Limited
Enxu Zhou
CE AWJ278 - active, Enbao Capital Limited
Philip Angus Liang
CE BQI443 - active, E15 Fund Advisors (HK) Limited
Sophia Pei Thai
CE BPF207 - active, E15 Fund Advisors (HK) Limited
VI Ka Chaang
CE BWC511 - active, E15 Fund Advisors (HK) Limited
Yuxiang Liu
CE BTG816 - active, E15 Fund Advisors (HK) Limited
Yuichi Shirayama
CE BTX366 - active, E15 Fund Advisors (HK) Limited
Yanjin Fan
CE AGP744 - active, Expecta Capital Limited
Mei Ho
CE ABM119 - active, Expecta Capital Limited
Xiaomei Yu
CE AKS651 - active, Expecta Capital Limited
Hoi Ting Chan
CE BQC479 - active, Expecta Capital Limited
Yung Chow
CE BDL629 - active, Expecta Capital Limited
Xijuan Sun
CE AXT427 - active, Expecta Capital Limited
Yingjie (SFC:BMZ418) Chen
CE BMZ418 - active, Enreal Asset Management Limited
Zhenhua Xu
CE BVZ493 - ceased
Yuehan Yang
CE BWF701 - active, Enreal Asset Management Limited
Shing Hin Sung
CE BRG466 - active, Enreal Asset Management Limited
Shan (SFC:BWN665) Zhong
CE BWN665 - ceased
Yilong He
CE BVK942 - active, Etna Capital Management Company Limited
Wing Hung Yu
CE AGH777 - active, Etna Capital Management Company Limited
Jiayi Chen
CE BWT082 - active, Etna Capital Management Company Limited
Zhipeng Chen
CE BNL458 - active, Etna Capital Management Company Limited
Yifan Tian
CE BQW516 - active, Etna Capital Management Company Limited
Man Kwong Cheng
CE AXL920 - active, Ebang Digital Asset Management Limited
Chi Chung Ki
CE AYR761 - active, Ebang Digital Asset Management Limited
Jason Kook
CE AGF472 - active, Everstay Capital Limited
Chung Kee Wong
CE AXS432 - active, Everstay Capital Limited
Zhe Jin
CE BDY094 - active, Epochs Research Limited
Hanzheng Li
CE BND739 - active, Epochs Research Limited
Wai Fu Chan
CE AEI108 - active, Empire Private Capital Limited
Julian Yew Wei Ting
CE BOJ619 - active, Empire Private Capital Limited
Sze Ho Law
CE BER891 - active, Epimelis Capital Limited
Fei (SFC:BBK314) Sun
CE BBK314 - active, Epimelis Capital Limited
Tingliang Guo
CE BTP329 - active, Epimelis Capital Limited
Nga Sze Janice Wan
CE BNO895 - active, Epimelis Capital Limited
Chen Chen
CE BUM057 - active, Everpine Asset Management Limited
Kent Kin Fan Ma
CE AKY512 - active, Everpine Asset Management Limited
Yuchen Song
CE BPS233 - active, Everpine Asset Management Limited
Bin (SFC:AWJ017) Hu
CE AWJ017 - active, E20 Capital Limited
Dawei Shi
CE AUR997 - active, E20 Capital Limited
Yeung Ping Pang
CE AVE982 - active, E20 Capital Limited
Bin Liu
CE BSD498 - active, Everflow Investment Management Limited
Chao Yu
CE BRS471 - active, Everflow Investment Management Limited
Yi Ren
CE BVT958 - active, Everon Associates Limited
Ziyu Zhao
CE BTV494 - active, Everon Associates Limited
Yan Fung
CE ARW224 - active, East Crest Capital Limited
Yee Nam Lee
CE AUC313 - active, Blackhorn Wealth Management Limited
Robert Franklin Jr. Jones
CE AEP483 - active, FCL Advisory Limited
Edward William Lashinski
CE BHZ325 - active, FCL Advisory Limited
Xin Huang
CE BBE456 - active, Funde Asset Management (Hong Kong) Company Limited
Quanlin Li
CE BWS790 - active, Funde Asset Management (Hong Kong) Company Limited
Yingwen Xu
CE BGU796 - active, Funde Asset Management (Hong Kong) Company Limited
Kwok Keung Cheng
CE ATE569 - active, Funde Asset Management (Hong Kong) Company Limited
Kwan Ho Chung
CE BWV707 - active, Funde Asset Management (Hong Kong) Company Limited
Siyao Miao
CE BXA484 - active, Funde Asset Management (Hong Kong) Company Limited
Ling He
CE AGD927 - active, Forebright Capital Management Limited
Liang (SFC:BWT808) Meng
CE BWT808 - active, Forebright Capital Management Limited
Ho Tang Horton Chan
CE BNI483 - active, Forebright Capital Management Limited
Qiushi Huang
CE BTA235 - active, Forebright Capital Management Limited
Feng Lu
CE ANB028 - active, Forebright Capital Management Limited
Wenan Luo
CE AVT518 - active, Forebright Capital Management Limited
Jingjing Song
CE APG917 - active, Forebright Capital Management Limited
Dongqi Shen
CE BTY680 - active, Fighton Capital Limited
Na Wu
CE ANT430 - active, Fighton Capital Limited
Jong Ling Yen
CE ADJ570 - active, Fusion Wealth Management Limited
Bin Zhu
CE APZ783 - active, Fusion Wealth Management Limited
Michael Robert Mc Gaughy
CE AAK134 - active, Fusion Wealth Management Limited
Ho Yin Lai
CE AIH679 - active, First Shanghai Investment Management (HK) Limited
Wai Kin (SFC:ACC364) Yeung
CE ACC364 - active, First Shanghai Investment Management (HK) Limited
Philippe Jianhong Zhang
CE BIS079 - active, First Shanghai Investment Management (HK) Limited
Siyu Cheng
CE BRY033 - active, First Shanghai Investment Management (HK) Limited
Eric Chun Sun Poon
CE AEQ238 - active, First Shanghai Investment Management (HK) Limited
Xiaofang Ding
CE AEL268 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Yueqi Jin
CE BFJ580 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Man Tat Luk
CE BMQ091 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Naitian Deng
CE BMB571 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Cheng Li
CE BIC748 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Zhuoqing Li
CE BNJ129 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Pui Wan Soo
CE BTR499 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Jason Man Yin Tse
CE BOR763 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Hua Tu
CE BCO528 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Kin Lok Milton Wong
CE BNL581 - active, FountainCap Research & Investment (Hong Kong) Co., Limited
Zhiren Chen
CE BVD868 - active, Foresee Global Asset Management (HK) Limited
Chengdong Lin
CE BHF592 - active, Foresee Global Asset Management (HK) Limited
Feiran Zhang
CE BFU387 - active, Foresee Global Asset Management (HK) Limited
Ziqiang Chang
CE BWJ902 - active, Foresee Global Asset Management (HK) Limited
Manqiu He
CE BWT868 - active, Foresee Global Asset Management (HK) Limited
Yi Liang
CE BVK481 - active, Foresee Global Asset Management (HK) Limited
Qi Yu
CE BVK482 - active, Foresee Global Asset Management (HK) Limited
Wenjing Mei
CE AYU557 - active, Fangyuan Capital (Hong Kong) Limited
Juan Zheng
CE AGI798 - active, Fangyuan Capital (Hong Kong) Limited
Weiyi Chen
CE BVH340 - active, Fangyuan Capital (Hong Kong) Limited
Yanran Zhou
CE BUK746 - active, Fangyuan Capital (Hong Kong) Limited
Alexander Chun Yin Cheung
CE BJL959 - active, FutureX Fund Management (Hong Kong) Limited
Hanqin Zhang
CE BDV318 - active, FutureX Fund Management (Hong Kong) Limited
Qian Zhang
CE AXX536 - active, FutureX Fund Management (Hong Kong) Limited
Evan Wai Man Chen
CE ALP918 - active, FountainVest Capital Limited
Andrew Chih-Chun Huang
CE APQ270 - active, FountainVest Capital Limited
Kui Tang
CE ADI676 - active, FountainVest Capital Limited
Shuang Cai
CE BBQ603 - active, FountainVest Capital Limited
Haiyang Du
CE BNO911 - active, FountainVest Capital Limited
Gerran Chun Yin Ho
CE APR258 - active, FountainVest Capital Limited
Ang (SFC:BNN210) Li
CE BNN210 - active, FountainVest Capital Limited
Yuansheng Li
CE BWV913 - active, Bain Capital (Hong Kong), Limited
Mingchen Liu
CE BUZ441 - active, FountainVest Capital Limited
Ka Chun Mak
CE BNC741 - active, FountainVest Capital Limited
Ryan Arthur Marschang
CE BSP636 - active, FountainVest Capital Limited
Jin Qian
CE BFX731 - ceased
On Kit Tse
CE AVN180 - active, FountainVest Capital Limited
Jeremy Wai
CE BGH362 - active, FountainVest Capital Limited
Raymond Richard Yin Man Wong
CE ADE339 - active, FountainVest Capital Limited
Qing Wan
CE AOU568 - active, Foresight Fund (Hong Kong) Limited
Yang Xiao
CE BHS174 - active, Foresight Fund (Hong Kong) Limited
Yuankun Chen
CE BTU878 - active, Foresight Fund (Hong Kong) Limited
Zijing He
CE BQV967 - active, Foresight Fund (Hong Kong) Limited
Yajie (SFC:BXC752) Hu
CE BXC752 - active, Foresight Fund (Hong Kong) Limited
Ke Lin
CE BEB086 - active, Foresight Fund (Hong Kong) Limited
Du Liu
CE AOR274 - active, Foresight Fund (Hong Kong) Limited
Mei Suet Lo
CE BQU460 - active, Foresight Fund (Hong Kong) Limited
Gang Rao
CE BTF202 - active, Foresight Fund (Hong Kong) Limited
Yuting Sun
CE BGM616 - active, Foresight Fund (Hong Kong) Limited
Yaoyao Wei
CE BRR455 - active, Foresight Fund (Hong Kong) Limited
Fei Wu
CE ASZ586 - active, Foresight Fund (Hong Kong) Limited
Weizhou Yang
CE BUY594 - active, Foresight Fund (Hong Kong) Limited
Guanjie Zhao
CE BTT455 - active, Foresight Fund (Hong Kong) Limited
Ka Man (SFC:ANG569) Leung
CE ANG569 - active, FDB Asset Management Limited
Ka Lun Yuen
CE BIY807 - active, FDB Asset Management Limited
Wun Yu Kwan
CE BDC379 - active, FDB Asset Management Limited
Gordon Ka Ho Lau
CE AVF159 - active, FDB Asset Management Limited
Pui Lam Leung
CE AYF566 - active, FDB Asset Management Limited
Xuancheng Meng
CE BGM015 - active, FDB Asset Management Limited
Pak Kwan Wong
CE AXG488 - active, FDB Asset Management Limited
Tsz Him Wong
CE BRY972 - active, FDB Asset Management Limited
Pui Hang Wu
CE BVH922 - active, FDB Asset Management Limited
Huan Li
CE BGI551 - active, Forest Capital (Hong Kong) Limited
Xiaoyue Wang
CE BIO184 - active, Forest Capital (Hong Kong) Limited