Yan Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lin, a licensed Responsible Officer with CE reference BVZ009. Currently licensed at 1 firm(s): New Industrial Financial Holdings Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Industrial Financial Holdings Limited 新工金控有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-03 | present |
| New Industrial Financial Holdings Limited 新工金控有限公司 |
RO | Type 4 - Advising on securities | 2025-10-03 | present |
| New Industrial Financial Holdings Limited 新工金控有限公司 |
RO | Type 9 - Asset management | 2025-10-03 | present |