Mitchell James Duffy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell James Duffy, a licensed Responsible Officer with CE reference BVC143. Currently licensed at 1 firm(s): Morgans (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgans (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-08-22 | present |
| Morgans (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-08-22 | present |
| Morgans (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-07-10 | 2024-08-22 |
| Morgans (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-07-10 | 2024-08-22 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Mitchell James Duffy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Matthew James Raymond | Morgans (Hong Kong) Limited | 2024–present |
| Graeme John Lane | Morgans (Hong Kong) Limited | 2024–2025 |
| Matthew James Ryan | Morgans (Hong Kong) Limited | 2024–2025 |
| Benjamin Ross Wallington Michael | Morgans (Hong Kong) Limited | 2024 |