Ling Wu
巫羚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Wu (巫羚), CE reference BMP332. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-06-07 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-03-26 | 2018-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-03-26 | 2024-04-30 |