Andrew Warren Swan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Warren Swan, a licensed Representative with CE reference ALI156. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-10-03 | present |
| GLG Partners Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-27 | 2023-10-02 |
| GLG Partners Hong Kong Limited | Rep | Type 4 - Advising on securities | 2020-07-27 | 2023-10-02 |
| GLG Partners Hong Kong Limited | Rep | Type 9 - Asset management | 2020-07-27 | 2023-10-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-31 | 2020-04-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2012-07-31 | 2020-04-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2012-07-31 | 2020-04-02 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-01-04 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-01-04 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 - Asset management | 2012-01-04 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2012-01-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-15 | 2012-01-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-08-15 | 2012-01-04 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2004-11-01 | 2011-05-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-11-01 | 2011-05-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2004-11-01 | 2011-05-20 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2004-11-01 | 2011-05-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2004-11-01 | 2011-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Warren Swan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.