Hong Kong SFC Licensed Individuals Directory

Ziwei Zhou CE BWR150 - active, OSL Digital Securities Limited Onan Cho CE BRT543 - active, ORIX Asia Asset Management Limited Xiaoguang Li CE AWL741 - active, ORIX Asia Asset Management Limited Yanhan Wang CE BCK851 - active, ORIX Asia Asset Management Limited Chen Liu CE BUK028 - ceased Jing Liu CE BLP418 - active, ORIX Asia Asset Management Limited Ying Miao CE BQP931 - active, ORIX Asia Asset Management Limited Joji Sekinuma CE BMC988 - active, ORIX Asia Asset Management Limited Jia Yin CE BNV874 - active, ORIX Asia Asset Management Limited Alan Jeffrey Landau CE AQC823 - active, OurCrowd Capital (HK) Limited Kai Ming Lee CE BBY764 - active, OurCrowd Capital (HK) Limited Po Keung Chiu CE ACX446 - active, Prime Securities Limited Alex Cho Yin Chow CE AYO400 - active, Prime Securities Limited Yuet Man Hui CE ACZ461 - active, Prime Securities Limited Xiang Gao CE BSF178 - active, Prime Securities Limited Yung Wing Law CE ACN184 - active, Prime Securities Limited Yin Ling Lee CE ABP971 - active, Prime Securities Limited Wing Tak Leung CE BJG649 - active, Prime Securities Limited Kam Ling Tin CE AGP446 - active, Prime Securities Limited Peter Pui Sui Wong CE AAH800 - active, Prime Securities Limited Ka Yin Yip CE AME279 - active, Prime Securities Limited Chi Leung Mak CE ACZ471 - active, Promising Securities Company Limited Elinor Jui-Hung Chen CE AJB940 - active, Potomac Capital Limited Shao Li Liu CE ABV412 - active, Potomac Capital Limited Haakon Matheson Gresvig CE BPI443 - active, Probitas Hong Kong Limited Greg William Hausler CE ASS697 - ceased Raymond W Tsao CE BPI438 - active, Probitas Hong Kong Limited Charles Robert James Buxton CE BNV161 - active, Progeny (Hong Kong) Limited Matthew Simon Curtis CE BAC077 - active, Progeny (Hong Kong) Limited James Peter Sutton CE ANU041 - active, Progeny (Hong Kong) Limited Edita Wing Tsang CE BMV841 - active, Progeny (Hong Kong) Limited Ho Fung Man CE BOC698 - active, Progeny (Hong Kong) Limited Alexandre Francis Bernard Neyrinck CE BOJ021 - active, Progeny (Hong Kong) Limited Dominik Rene Burckgard CE AVM701 - active, Partners Capital Asia Limited Emmanuel Vassili Pitsilis CE BRV311 - active, Partners Capital Asia Limited Adam James Watson CE BCY110 - active, Partners Capital Asia Limited Teng Kai Loh CE BSQ058 - active, Partners Capital Asia Limited Syaza Fatin Binti Md Taib CE BXR157 - active, Partners Capital Asia Limited Qinjie Yu CE BSI707 - active, Partners Capital Asia Limited Ruolin Zhan CE BRR199 - active, Partners Capital Asia Limited Tai Tong Lee CE ADZ578 - active, Pinestone Capital Asset Management Limited Po Kwan Ng CE AHV110 - active, Pinestone Securities Limited Kiu Sing Wu CE ANR775 - active, Pinestone Capital Asset Management Limited Chun Kin Li CE BOT703 - active, Pinestone Securities Limited Brandon Dominic Loo CE BQE538 - active, Pinestone Securities Limited Gerard Jean Francois Bichon CE AQX534 - active, PSI Capital Asia Limited Dimitri Lamarlere CE AQX649 - active, PSI Capital Asia Limited Wing Kay To CE BMW822 - active, PSI Capital Asia Limited Yu Sau Leung CE BWP625 - active, PSI Capital Asia Limited Can Li CE BPE240 - active, PSI Capital Asia Limited Bhavin Mohnani Purswaney CE BXB174 - active, PSI Capital Asia Limited Jeremy Orion CE BRU808 - active, PSI Capital Asia Limited Yida Wang CE BRS241 - active, PSI Capital Asia Limited Hok Yiu Horace Wong CE BRW681 - active, PSI Capital Asia Limited Jiali Zhong CE BRW695 - active, PSI Capital Asia Limited Simon Yat Sing Lau CE BAA702 - active, Pathway Capital Management (HK) Limited Jason Kai Hong Yu CE BNU950 - active, Pathway Capital Management (HK) Limited Jingyi Chang CE BPL709 - active, Pathway Capital Management (HK) Limited Seung Ju Lee CE BUK787 - active, Pathway Capital Management (HK) Limited Alfred Tin Ming Poon CE BRR698 - active, Pathway Capital Management (HK) Limited Barrett Pak Chun Wong CE BVI905 - active, Pathway Capital Management (HK) Limited Kenneth Sea Leong Lee CE AYS141 - active, Pleiad Investment Advisors Limited Masaki Taniguchi CE AOD538 - active, Pleiad Investment Advisors Limited Michael Stephen Yoshino CE AWX474 - active, Pleiad Investment Advisors Limited Shin Ehara CE BUA865 - ceased Tomoya Minaki CE BIW810 - active, Pleiad Investment Advisors Limited Yang (SFC:BAL785) Sun CE BAL785 - active, Pleiad Investment Advisors Limited Dawei Wang CE AWT175 - active, Pleiad Investment Advisors Limited Philip Han Wen Wu CE BOM514 - active, Pleiad Investment Advisors Limited Ruimin Zheng CE BNS350 - active, Pleiad Investment Advisors Limited Chi Wai Man CE BBH998 - active, Pinnacle Investment Management Limited Yiqi Yu CE BAL416 - active, Pinnacle Investment Management Limited Zijia Yuan CE AYN418 - active, Pinnacle Investment Management Limited Wai Yan Yip CE AXZ867 - active, Pinnacle Investment Management Limited Qary Mau Fai Chan CE ADZ365 - active, Prime China Securities Limited Ka Wing Cho CE ACO193 - active, Prime China Investments and Advisory Limited Xiang Feng Ni CE AFY231 - active, Prime China Investments and Advisory Limited Yuchuan Yang CE AHK019 - active, Prime China Investments and Advisory Limited Yilun Jiang CE BTE895 - active, Prime China Securities Limited Jiao Jiao Zhu CE BJO525 - active, Prime China Securities Limited Shanjing Qian CE BBM291 - active, Pacific International Securities Limited Lihu Yan CE BBH646 - active, Pacific International Securities Limited Xuan Jia CE BVD657 - active, Pacific International Securities Limited Ruohong Ma CE BRW096 - active, Pacific International Securities Limited Keqi Mo CE BKY358 - active, Pacific International Securities Limited Yun Hao CE AVI199 - active, Pacific Alpha Securities Limited Yin Lin CE BEE972 - active, Pacific Alpha Securities Limited Xinbo Wang CE BHT653 - active, Pacific Alpha Securities Limited Jin Wei CE BTF520 - active, Pacific Alpha Securities Limited Yuanbin Zou CE BTP163 - active, Pacific Alpha Securities Limited Marco Arosti CE APZ595 - active, Phoenician Securities Limited David William Stopford Law CE ABW268 - active, Phoenician Advisory Services Limited Derek Ho Yin Lee CE AOR573 - active, Pollock Asset Management Limited Winnie Sin Yeng Leung CE AYR072 - active, Pollock Asset Management Limited Crystal Pui Wai Li CE BJW088 - active, Pollock Asset Management Limited Yiu Nam Chan CE BVU176 - active, Pollock Asset Management Limited Tsz Hei Ching CE BTL153 - active, Pollock Asset Management Limited Kelvin Ming Yuen Leung CE AWK629 - ceased Yuen Ning Tsai CE ATX780 - active, Pollock Asset Management Limited Lai Wai Tse CE AIZ709 - active, Pollock Asset Management Limited Chun Yeung Chan CE AOV616 - active, Primas Asset Management Limited Man Hang Lei CE AVI279 - active, Primas Asset Management Limited Vikash Agarwalla CE BPC434 - active, Primas Asset Management Limited Cheuk Hin Geoffrey Chan CE BTE521 - active, Primas Asset Management Limited Nicholas Ronald Youde Chao CE BUU718 - active, Primas Asset Management Limited Shidie Chen CE BPB749 - active, Primas Asset Management Limited Yiwei Lu CE BTN234 - active, Primas Asset Management Limited Herman Chi Tin Ng CE ASQ359 - active, Primas Asset Management Limited Ka Ho Benjamin So CE AXZ272 - active, Primas Asset Management Limited Tzu-Hui Wang CE BLN936 - active, Primas Asset Management Limited Hiu Fung Wu CE AOV629 - active, Primas Asset Management Limited Shuting Yang CE BHH029 - active, Primas Asset Management Limited Pan Na Yeung CE APD582 - active, Primas Asset Management Limited Yumin Zhang CE BNO521 - active, Primas Asset Management Limited Jing Zhou CE BAA703 - ceased Andre Mauricio de Camargo Penalva CE BMQ621 - active, Patria Investments Hong Kong Limited Patryck Pimpao Merhy CE BMQ617 - active, Patria Investments Hong Kong Limited Eric Paul Brown CE BNC482 - active, PT Capital Partners Limited Peng (SFC:AUJ707) Luo CE AUJ707 - active, PT Capital Partners Limited Zheng Zachary Zhang CE BNC490 - active, PT Capital Partners Limited Hsuan Jui Mu CE BGR452 - active, PT Capital Partners Limited Matthew Lai CE BBQ037 - active, Panda Securities Company Limited Pak Wah Leung CE ANO983 - active, Panda Securities Company Limited Jiyu Wang CE ASH808 - active, Panda Securities Company Limited Xiaorong Chen CE BVY557 - ceased Yi Fan CE BVN908 - active, Panda Securities Company Limited So Hon Lau CE BUB118 - active, Panda Securities Company Limited Wangyang Li CE BXA701 - active, Panda Securities Company Limited Wenhan Sun CE BWP137 - active, Panda Securities Company Limited Peiwen Yang CE BUD077 - active, Panda Securities Company Limited Xiaojun Yang CE BUO182 - active, Panda Securities Company Limited Yuxuan Zhang CE BTZ861 - active, Panda Securities Company Limited Chi Hung (SFC:ALZ821) Chan CE ALZ821 - active, Precision Securities Limited Kam Yau Chan CE AAA506 - active, Precision Securities Limited Ting Ting Fu CE AAY612 - active, Precision Securities Limited Wai Kwan Tang CE ALZ222 - active, Precision Securities Limited Wendy Zi Yin Lai CE AIY638 - active, PATRIZIA Hong Kong Limited Justin Charles Webb CE BXK101 - active, PATRIZIA Hong Kong Limited Janice Soo Ngor Chan CE ABS282 - active, Pyxis Wealth Advisors Limited Tan Hung Karen Lam CE BSY393 - active, Pyxis Wealth Advisors Limited Ho Wa (SFC:AAV118) Leung CE AAV118 - active, Pyxis Wealth Advisors Limited Leung Chan CE BXM540 - active, Pyxis Wealth Advisors Limited Shu Hei Chan CE BXE476 - active, Pyxis Wealth Advisors Limited Sze Wang Mark Stephen Chan CE BSG629 - active, Pyxis Wealth Advisors Limited Ting Cheong Chan CE BVK391 - active, Pyxis Wealth Advisors Limited Wing Shan Cheung CE BTB808 - active, Pyxis Wealth Advisors Limited Yuk Sang Wendy Choi CE BTA016 - active, Pyxis Wealth Advisors Limited Yui Fung Chow CE ASK543 - active, Pyxis Wealth Advisors Limited Shanping Dong CE BVQ028 - active, Pyxis Wealth Advisors Limited Kim Ming Fung CE BWW314 - active, Pyxis Wealth Advisors Limited Ka Chi Kwong CE BSY390 - active, Pyxis Wealth Advisors Limited Ho Yin John Lee CE BSJ151 - active, Pyxis Wealth Advisors Limited Hon Fung Lee CE BSU880 - active, Pyxis Wealth Advisors Limited Ki Cheong Lee CE BHM253 - active, Pyxis Wealth Advisors Limited Kit Wah Vicky Lee CE BXL402 - active, Pyxis Wealth Advisors Limited Kong Ying Leung CE BTO699 - active, Pyxis Wealth Advisors Limited Miu Woon Man CE BSW090 - active, Pyxis Wealth Advisors Limited Chin Pui So CE BSW237 - active, Pyxis Wealth Advisors Limited Ka Wai So CE BKH987 - active, Pyxis Wealth Advisors Limited Hang Tam CE AGC362 - active, Pyxis Wealth Advisors Limited Hang Wai Tang CE BSW219 - active, Pyxis Wealth Advisors Limited Kai Sze Grace To CE BSW224 - active, Pyxis Wealth Advisors Limited Yuk Ping Tse CE BVJ785 - active, Pyxis Wealth Advisors Limited Ka Lun Wong CE BSW225 - active, Pyxis Wealth Advisors Limited Wai Kin (SFC:BVN022) Wong CE BVN022 - active, Pyxis Wealth Advisors Limited Zhuoxin Yang CE BSW226 - active, Pyxis Wealth Advisors Limited Ho Ho CE BJC947 - active, Polymer Capital Management (HK) Limited Chi Chung Lo CE ATJ130 - active, Polymer Capital Management (HK) Limited Angus Yuk Chi Wai CE AXL721 - active, Polymer Capital Management (HK) Limited Hillman Wong CE AJE969 - active, Polymer Capital Management (HK) Limited Xinyue Cao CE BOW552 - active, Polymer Capital Management (HK) Limited Ashly Chi Yan Chan CE BRW609 - active, Polymer Capital Management (HK) Limited Yuk Yin Chan CE BVW065 - active, Polymer Capital Management (HK) Limited Hao (SFC:BVC359) Chen CE BVC359 - active, Polymer Capital Management (HK) Limited Ling Chen CE BOJ664 - active, Polymer Capital Management (HK) Limited Chun Ting Cheung CE BFZ227 - active, Polymer Capital Management (HK) Limited Anthony Chun Yue Cheung CE AMC946 - active, Polymer Capital Management (HK) Limited Larry Yui Kwan Cho CE ALQ596 - active, Polymer Capital Management (HK) Limited Po Loi Chung CE BRT121 - active, Polymer Capital Management (HK) Limited Fei Deng CE BFC518 - active, Polymer Capital Management (HK) Limited Dashan Ding CE BTO633 - active, Polymer Capital Management (HK) Limited Yu Feng CE BNO848 - active, Polymer Capital Management (HK) Limited Chenyu Gao CE BFR730 - active, Polymer Capital Management (HK) Limited Yash Sandesh Gujarathi CE BXQ150 - active, Polymer Capital Management (HK) Limited David Zhang Guo CE BEJ763 - active, Polymer Capital Management (HK) Limited Nisan Harmanci CE BXG957 - active, Polymer Capital Management (HK) Limited Chun To Ho CE BTE563 - active, Polymer Capital Management (HK) Limited Ching Hsia CE APQ811 - active, Polymer Capital Management (HK) Limited Hsiu Ping Hsu CE AYJ219 - active, Polymer Capital Management (HK) Limited Kang Chen Hsu CE BVL157 - active, Polymer Capital Management (HK) Limited Yik Pan Hui CE ANQ713 - active, Polymer Capital Management (HK) Limited Yuanhang Jin CE BSZ451 - active, Polymer Capital Management (HK) Limited Mahika Jindal CE BUG465 - active, Polymer Capital Management (HK) Limited Eun Seok Kang CE BTE561 - active, Polymer Capital Management (HK) Limited Yuki Kani CE BTS907 - active, Polymer Capital Management (HK) Limited Chen Hua Kung CE BQG291 - active, Polymer Capital Management (HK) Limited Ho Wang Lau CE BQE117 - active, Polymer Capital Management (HK) Limited Watson Pok Yat Lau CE BCZ918 - active, Polymer Capital Management (HK) Limited Wing Chung Lau CE BNI132 - active, Polymer Capital Management (HK) Limited Chung-Han Lee CE BET671 - active, Polymer Capital Management (HK) Limited Pui Yu Lee CE BQU992 - active, Polymer Capital Management (HK) Limited Ian Cedric Sze Kit Lee CE ANG418 - active, Polymer Capital Management (HK) Limited Yu Siang Lin CE BPC281 - active, Polymer Capital Management (HK) Limited Xiaoyan Liu CE BNZ142 - active, Polymer Capital Management (HK) Limited Kwun Kit Lo CE BRT116 - active, Polymer Capital Management (HK) Limited Siu Lung Lo CE BDK089 - active, Polymer Capital Management (HK) Limited Suet Ying Mang CE BWW694 - active, Polymer Capital Management (HK) Limited Joseph Gul Mirpuri CE AFP510 - active, Polymer Capital Management (HK) Limited Yoshiaki Monden CE ADZ974 - active, Polymer Capital Management (HK) Limited Michihiro Nakaguchi CE BNR971 - active, Polymer Capital Management (HK) Limited Koichiro Nakamura CE ASU523 - active, Polymer Capital Management (HK) Limited Yoshikazu Nakashima CE BXE725 - active, Polymer Capital Management (HK) Limited Kevin Ngai CE BEM792 - active, Polymer Capital Management (HK) Limited Weishi Ruan CE AYT644 - active, Polymer Capital Management (HK) Limited Glenn Salter CE BVK854 - active, Polymer Capital Management (HK) Limited Hiroshi Sasao CE AMI544 - active, Polymer Capital Management (HK) Limited Emily Shao Hua Sim CE AUM601 - active, Polymer Capital Management (HK) Limited Avneesh Mahesh Sukhija CE BDF247 - active, Polymer Capital Management (HK) Limited Hiroyuki Takamatsu CE APW440 - active, Polymer Capital Management (HK) Limited Isaac Chung Shun Tang CE BOF043 - active, Polymer Capital Management (HK) Limited Hanlin Tsien CE BGW602 - active, Polymer Capital Management (HK) Limited Aylee Wakatsuki CE BWK943 - active, Polymer Capital Management (HK) Limited Jue Wang CE BSR933 - active, Polymer Capital Management (HK) Limited Ningchuan Wang CE BNC634 - active, Polymer Capital Management (HK) Limited Yujie Wang CE BOJ430 - active, Polymer Capital Management (HK) Limited Wei Wei CE BMH195 - active, Polymer Capital Management (HK) Limited Shun Wah Wong CE ARN141 - active, Polymer Capital Management (HK) Limited Anthony Sui Ki Wong CE AIL109 - active, Polymer Capital Management (HK) Limited Hao Wu CE BEW105 - active, Polymer Capital Management (HK) Limited Xinlei Wu CE BXR497 - active, Polymer Capital Management (HK) Limited Man Fu Yau CE BCA258 - active, Polymer Capital Management (HK) Limited Paul Kyong Yi CE BVN774 - active, Polymer Capital Management (HK) Limited Yaobin Yi CE BTE562 - active, Polymer Capital Management (HK) Limited Ge Yin CE BIV624 - active, Polymer Capital Management (HK) Limited Yan Ki Yiu CE BGQ377 - active, Polymer Capital Management (HK) Limited Fushen Zhang CE BWG863 - active, Polymer Capital Management (HK) Limited Qingrong Zhang CE BWV206 - active, Polymer Capital Management (HK) Limited Wenwei Zhang CE AUX141 - active, Polymer Capital Management (HK) Limited Zhiling Zhou CE BSR131 - active, Polymer Capital Management (HK) Limited Kin Ho Chan CE ALQ830 - active, PingPong Intelligence Limited Tat Man Chu CE AYF494 - active, PingPong Intelligence Limited Tian Ji CE BWE753 - active, PingPong Intelligence Limited Zhi Xing Lee CE ASU238 - active, PingPong Intelligence Limited Weiquan Liu CE BOX080 - active, PingPong Intelligence Limited Andrew Paul Moore CE BRX768 - active, Pamfleet Asset Management (HK) Limited King Wai Kelvin Wong CE BRX778 - active, Pamfleet Asset Management (HK) Limited Tracy Sou Fin Lee CE BBG667 - active, Pamfleet Asset Management (HK) Limited Chuangsen Ma CE BTG257 - active, Pamfleet Asset Management (HK) Limited David Keng Ming Doong CE AAF397 - active, Peakhouse Asset Management Limited Ho Tak Lo CE AVR437 - active, Peakhouse Asset Management Limited