Philip Yin Loong Cheung
張恩龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Yin Loong Cheung (張恩龍), a licensed Responsible Officer with CE reference AKY122. Currently licensed at 1 firm(s): Nuvama Investment Advisors (Hongkong) Private Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited |
RO | Type 1 — Dealing in securities | 2020-04-14 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited |
RO | Type 2 — Dealing in futures contracts | 2020-04-14 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited |
RO | Type 4 — Advising on securities | 2020-04-14 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited |
RO | Type 5 — Advising on futures contracts | 2020-04-14 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | 2019-11-21 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-24 | 2019-11-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-14 | 2018-03-27 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-18 | 2018-03-14 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-18 | 2018-03-27 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-08-18 | 2018-03-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-05 | 2015-05-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-03-05 | 2015-05-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-10 | 2015-05-19 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-03 | 2010-07-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-16 | 2005-09-06 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-16 | 2004-11-23 |