Jojo Sze Chung Choy
蔡思聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jojo Sze Chung Choy (蔡思聰), CE reference AEA472. Currently licensed at 1 firm(s): National Resources Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 — Asset management | 2009-01-22 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-30 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 — Advising on securities | 2006-03-30 | present |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 — Asset management | 2006-03-30 | 2009-01-22 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2006-03-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-08 | 2005-09-30 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-08 | 2005-09-30 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-27 | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-04-17 | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-16 | 2003-04-17 |