Alen Chi Wang Lai
黎智弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alen Chi Wang Lai (黎智弘), CE reference AWQ674. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2024-03-25 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-03-25 | present |
| Jump Trading Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2022-10-03 | 2023-09-21 |
| Jump Trading Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2022-10-03 | 2023-09-21 |
| Strategic Vision Investment Limited | RO | Type 9 — Asset management | 2020-01-22 | 2022-08-02 |
| Strategic Vision Investment Limited | Rep | Type 9 — Asset management | 2018-11-13 | 2020-01-22 |
| Azentus Capital Management Limited | Rep | Type 9 — Asset management | 2017-02-10 | 2018-10-26 |
| Patrol Capital Management Limited | Rep | Type 9 — Asset management | 2016-12-23 | 2017-02-06 |
| Hutchin Hill Capital HK Limited | Rep | Type 9 — Asset management | 2015-10-27 | 2016-10-21 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-08 | 2015-08-26 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-08 | 2015-08-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2012-06-13 |