Shengshen Nie
聶晟申
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengshen Nie (聶晟申), a licensed former licensee with CE reference AVL824. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-10-28 | 2026-03-26 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2018-05-03 | 2021-04-05 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-22 | 2018-04-20 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-12-22 | 2018-04-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-02 | 2016-11-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-09 | 2012-04-03 |