Augustine Tak Chi Lai
黎德志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustine Tak Chi Lai (黎德志), CE reference BLI147. Currently licensed at 1 firm(s): Mega Global Securities Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-25 | present |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 4 — Advising on securities | 2025-06-25 | present |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 9 — Asset management | 2025-06-25 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-12 | 2022-09-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-12 | 2022-09-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-12 | 2022-09-13 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2018-08-01 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-19 | 2018-08-01 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-19 | 2018-08-01 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-09 | 2017-12-22 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-09 | 2017-12-22 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 — Asset management | 2017-11-09 | 2017-12-22 |