Po Sum Chen
陳葆心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Sum Chen (陳葆心), a licensed Responsible Officer with CE reference AAF630. Currently licensed at 1 firm(s): National Resources Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 - Advising on securities | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 - Asset management | present | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-09-06 |