Ting Kay Ho
何定錤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Kay Ho (何定錤), a licensed Responsible Officer with CE reference AEH400. Currently licensed at 1 firm(s): New Prospect Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Prospect Capital Limited 新域資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-13 | present |
| New Prospect Capital Limited 新域資本有限公司 |
RO | Type 4 — Advising on securities | 2022-04-13 | present |
| New Prospect Capital Limited 新域資本有限公司 |
RO | Type 9 — Asset management | 2022-04-13 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-05 | 2022-03-15 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-05 | 2022-03-15 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-05 | 2022-03-15 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-28 | 2019-12-05 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-28 | 2019-12-05 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-28 | 2019-12-05 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-02 | 2019-06-01 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-04 | 2019-06-01 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2018-09-04 | 2019-06-01 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-04 | 2019-06-01 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-08 | 2018-02-09 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-08 | 2018-02-09 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-10 | 2016-06-30 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-10 | 2016-06-30 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-10 | 2016-06-30 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-02 | 2015-12-22 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-06-02 | 2015-12-22 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-02 | 2015-12-22 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-01 | 2015-04-30 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-05 | 2015-04-30 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-05 | 2015-04-30 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-15 | 2013-11-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-03-25 | 2013-11-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2013-03-25 | 2013-11-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-01 | 2013-07-15 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-01 | 2013-03-25 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-01 | 2013-03-25 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-02 | 2013-01-15 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-02 | 2013-01-15 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2010-03-15 |