Simon Sze Yuen Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sze Yuen Chow (周思遠), a licensed Responsible Officer with CE reference APJ232. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RO | Type 2 - Dealing in futures contracts | 2024-11-01 | present |
| North Rock Capital Management (HK) Limited | RO | Type 1 - Dealing in securities | 2023-07-20 | present |
| North Rock Capital Management (HK) Limited | RO | Type 9 - Asset management | 2023-01-18 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-09 | 2022-04-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-24 | 2022-04-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2007-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Sze Yuen Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.