Simon Sze Yuen Chow
周思遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sze Yuen Chow (周思遠), CE reference APJ232. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
RO | Type 2 — Dealing in futures contracts | 2024-11-01 | present |
| North Rock Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2023-07-20 | present |
| North Rock Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2023-01-18 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-09 | 2022-04-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-24 | 2022-04-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2007-08-06 |