Joel Simon Gasche
郭祖龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Simon Gasche (郭祖龍), a licensed Responsible Officer with CE reference BCS957. Currently licensed at 1 firm(s): MK Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MK Asia Limited |
RO | Type 1 — Dealing in securities | 2024-06-05 | present |
| MK Asia Limited |
RO | Type 4 — Advising on securities | 2024-06-05 | present |
| MK Asia Limited |
Rep | Type 1 — Dealing in securities | 2024-01-29 | 2024-06-05 |
| MK Asia Limited |
Rep | Type 4 — Advising on securities | 2024-01-29 | 2024-06-05 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-28 | 2022-08-23 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-28 | 2022-08-23 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-09-28 | 2021-10-15 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-09-28 | 2021-10-15 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-08-17 | 2020-09-28 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-08-17 | 2020-09-28 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-11 | 2016-07-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-11 | 2016-07-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2014-02-11 | 2016-07-31 |