Tingting Si
司婷婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingting Si (司婷婷), CE reference AYB999. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-12-05 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-01-24 | 2024-10-09 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-02-25 | 2023-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-04-21 | 2018-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-04-21 | 2021-12-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2017-03-06 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-21 | 2012-02-03 |