Norman Alexanda Stradmoor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Alexanda Stradmoor (施耐宏), a licensed Responsible Officer with CE reference ARR597. Currently licensed at 1 firm(s): Nittan Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-28 | present |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-08-28 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-14 | 2012-09-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-29 | 2012-09-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-29 | 2011-11-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-30 | 2009-05-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-30 | 2009-05-18 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Norman Alexanda Stradmoor during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.