Philippe Gagnon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Gagnon, CE reference BNT930. Currently licensed at 1 firm(s): NBC Financial Markets Asia Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-02 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2023-05-02 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-17 | 2023-05-02 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-03-17 | 2023-05-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-08 | 2019-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-08 | 2019-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-14 | 2018-11-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-14 | 2018-11-28 |