Ronald Yat Sau Cheung
張逸修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Yat Sau Cheung (張逸修), CE reference AHJ471. Currently licensed at 1 firm(s): Optimas Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 4 — Advising on securities | 2021-05-06 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 — Asset management | 2021-05-06 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-06 | 2023-07-07 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-12 | 2021-05-06 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-12 | 2021-05-06 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2018-12-12 | 2021-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-26 | 2017-11-07 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2016-07-19 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2016-07-19 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |