Anand Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anand Agarwal, CE reference ANX687. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 9 — Asset management | 2023-10-03 | present |
| GLG Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2023-08-16 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2023-08-16 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2023-08-16 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-09-15 | 2023-08-16 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2020-09-15 | 2023-08-16 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2020-09-15 | 2023-08-16 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-03 | 2020-06-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-03 | 2020-06-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2014-12-03 | 2020-06-22 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-13 | 2014-11-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2010-04-19 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-09-20 | 2007-06-09 |