Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
William Chung Ho Mok
CE ANM297 - active, Lehin Securities Limited
Suet Ngan Wan
CE AAD989 - active, Lehin Securities Limited
Chan Yin Yuen
CE ABW714 - active, Lehin Securities Limited
Tristan James Baldwin
CE AUL980 - active, Liquidnet Asia Limited
Roland Philippe Marie Guillaume Bonneville de Marsangy
CE BIG552 - active, Liquidnet Asia Limited
Chi Tat Mann
CE ALN531 - active, Liquidnet Asia Limited
Stuart Michael Thompson
CE BCA281 - active, Liquidnet Asia Limited
Jade Adelie Barot
CE BVC510 - active, Liquidnet Asia Limited
Liam Kabu Cohen-Ruhle
CE BFI059 - active, Liquidnet Asia Limited
Vaibhav Dixit
CE BTE723 - active, Liquidnet Asia Limited
Chun Hei Ho
CE BWU885 - active, Liquidnet Asia Limited
Anita Hoi Lam Ho
CE AOC914 - active, Liquidnet Asia Limited
Yi Jin
CE BQC994 - active, Liquidnet Asia Limited
Edwin Yuk Fung Lau
CE BXH276 - active, Liquidnet Asia Limited
Alan Lee
CE BWO434 - active, Liquidnet Asia Limited
Karen Kin Ling Leung
CE APS510 - active, Liquidnet Asia Limited
Nguyen Thanh Nguyen
CE AOO555 - active, Liquidnet Asia Limited
Patrick Dennis Simpson
CE BOW454 - active, Liquidnet Asia Limited
James Alexander Scott Wenham
CE AVF334 - active, Liquidnet Asia Limited
Arthur Chi To Wong
CE ANK679 - active, Liquidnet Asia Limited
Ying Ying Yeung
CE BUC623 - active, Liquidnet Asia Limited
Ying Zhang
CE BUA616 - active, Liquidnet Asia Limited
Angharad Elizabeth Anne FitzWilliams
CE AZT732 - active, LMR Partners Limited
Ankur Gadi
CE BHF787 - active, LMR Partners Limited
Stefan Andreas Renold
CE AZJ384 - active, LMR Partners Limited
Hung Hing Wong
CE BBU649 - active, LMR Partners Limited
Tianli Chu
CE AVY302 - active, LMR Partners Limited
Anshul Garg
CE BME258 - active, LMR Partners Limited
Sebastian Gorga
CE BHP410 - active, LMR Partners Limited
Jiayao Huang
CE BLR822 - active, LMR Partners Limited
Ji Hyun Kim
CE BGB395 - active, LMR Partners Limited
Seunghwan Kim
CE BIC659 - active, LMR Partners Limited
Hidenori Kusunoki
CE BNR348 - active, LMR Partners Limited
Ching Man Lam
CE AUQ940 - active, LMR Partners Limited
Young Chan Lee
CE BVW378 - active, LMR Partners Limited
Canhong Lin
CE BSM446 - active, LMR Partners Limited
Chao Liu
CE BDX543 - active, LMR Partners Limited
Fanjie Meng
CE AVC118 - active, LMR Partners Limited
Ziyue Xiang
CE BWS959 - active, LMR Partners Limited
Tianyi Xu
CE AZB048 - active, LMR Partners Limited
Zichao Yao
CE BVD954 - active, LMR Partners Limited
Bo Zhang
CE BWR752 - active, LMR Partners Limited
Xi (SFC:BHJ427) Zhang
CE BHJ427 - ceased
Qian (SFC:BXA805) Zhou
CE BXA805 - active, LMR Partners Limited
Sze Yau Vivien Lai
CE BEZ139 - active, Safari Asia Limited
Qian (SFC:BWD118) Wang
CE BWD118 - active, Lighthouse Capital (HK) Financial Limited
Kin Sun Wong
CE APA699 - active, Lighthouse Capital (HK) Financial Limited
Guobin Xu
CE BNP647 - active, Lighthouse Capital (HK) Financial Limited
Mai Chow
CE AFT456 - active, Lighthouse Capital (HK) Financial Limited
Wing Tung Yan
CE BJR816 - active, Lighthouse Capital (HK) Financial Limited
Sunny Tit Leung Chan
CE ADP076 - active, Lego Securities Limited
Wing Chung Li
CE AVV403 - active, Lego Asset Management Limited
Ying Kin Li
CE BBE439 - active, Lego Asset Management Limited
Ming Chun Ma
CE APD158 - active, Lego Securities Limited
Hiu Wing Chan
CE BTL380 - active, Lego Securities Limited
Ying Yu Chan
CE BIJ543 - ceased
Hong Yu Connor Chang
CE BSE117 - active, Lego Securities Limited
Rui Chen
CE BTW252 - active, Lego Asset Management Limited
Christopher Kwong Wa Choy
CE AAK430 - active, Lego Securities Limited
Kristie Sze Man Ho
CE AKQ987 - active, Lego Securities Limited
Chiu Fai Hung
CE BHB603 - active, Lego Securities Limited
Lap Shing Kao
CE BDU474 - active, Lego Securities Limited
Chi Wai Liu
CE AGF471 - active, Lego Securities Limited
Sung Hing Lui
CE BEZ147 - active, Lego Securities Limited
Stanley Siu Hin Ng
CE APC625 - active, Lego Securities Limited
Linxi Su
CE BUA411 - active, Lego Securities Limited
Billy Chun Fai Tang
CE AHA892 - active, Lego Corporate Finance Limited
Jianfeng Zhu
CE BPX064 - active, Lego Corporate Finance Limited
Yu Keung Chong
CE ANL954 - active, Lapland Securities Limited
Kin Hung Hor
CE AOT575 - active, Lapland Securities Limited
Lai Chu See
CE BJD140 - active, Lapland Securities Limited
Ye Chen
CE BUV974 - active, LUPU (Hong Kong) Limited
Tat Fai Chui
CE AGO748 - active, LUPU (Hong Kong) Limited
Hang Jiang
CE BRS626 - active, LUPU (Hong Kong) Limited
Shengan Mei
CE BMW544 - active, LUPU (Hong Kong) Limited
Xiaoyu Cai
CE BVY940 - active, LUPU (Hong Kong) Limited
Jie (SFC:BVB480) Xu
CE BVB480 - active, LUPU (Hong Kong) Limited
Zongjun Zu
CE BUV133 - active, LUPU (Hong Kong) Limited
Dick Wai Leung Ho
CE AGL919 - active, Lucky Guosheng Securities Limited
Simon Luk
CE AAV295 - active, Lucky Guosheng Securities Limited
Caroline Wing Sum Woo
CE ANT715 - active, Lucky Guosheng Securities Limited
Choi Keung Chan
CE BCB620 - active, Lee Go Securities Limited
Kin Ting Yeung
CE BIJ672 - active, Lee Go Securities Limited
Nga Yin Leung
CE BOE996 - active, Lee Go Securities Limited
Ping Yip Chan
CE AEF250 - active, Lakala International Asset Management Limited
Hanzhi Ding
CE ARA149 - active, Lakala International Asset Management Limited
Marie Louise Jungels
CE AEO621 - active, L.V. Continuum & Co Limited
Chun Keung Lai
CE BSB979 - active, L.V. Continuum & Co Limited
David Russell Thompson
CE AST611 - active, Continuum Capital Limited
Franck Patrick Picard
CE BUM185 - active, L.V. Continuum & Co Limited
Chun Wai Chan
CE AFY152 - active, Liquidity Finance (Hong Kong) Limited
Vitaly Umansky
CE BDF561 - active, Liquidity Finance (Hong Kong) Limited
Vikram Malhotra
CE ALC941 - active, Lugard Capital Limited
Giorgio Valle Correr
CE AXW942 - active, Lugard Capital Limited
Xiaobin Zhang
CE BIR046 - active, Lugard Capital Limited
Taketora Furuta
CE BMP059 - active, Launch Point Limited
Melvin Yang Joon Yip
CE AVP043 - active, Launch Point Limited
Ryuji Matsuzawa
CE AXA165 - active, Launch Point Limited
Yachao Wang
CE BKJ923 - active, LiquidityTech Limited
Wing Yin Woo
CE APC057 - active, LiquidityTech Limited
Pui Yam Yeung
CE AXK444 - ceased
Kei Shu Chan
CE AOC991 - active, MoneyMore Asset Management Limited
Pui Chung Mok
CE AFU628 - active, MoneyMore Asset Management Limited
Fu Shing Kong
CE BET637 - active, MoneyMore Securities Limited
Yaqing Lin
CE BWW138 - active, MoneyMore Securities Limited
Lai Fan Pang
CE BUL073 - active, MoneyMore Securities Limited
Ling Pong Tse
CE BGY606 - active, MoneyMore Securities Limited
Eric Kong Wai Wong
CE ACT568 - active, MoneyMore Securities Limited
John Patrick Burns
CE ATG678 - active, Macquarie Asia Securities Limited
Janice Yui Chit Ko
CE AFL110 - active, Macquarie Asia Securities Limited
Jeok Lee
CE ANH621 - active, Macquarie Capital Limited
Justin David Christopher Morrison
CE AVO760 - active, Macquarie Asia Securities Limited
Brendan Thomas Rake
CE AJD854 - active, Macquarie Asia Securities Limited
Bhanuprasad Chakrapani Rudraraju
CE BGT058 - active, Macquarie Asia Securities Limited
David Kustandi Sefri
CE AWT923 - active, Macquarie Asia Securities Limited
Mark Alan Wentworth Weekes
CE AVQ693 - active, Macquarie Asia Securities Limited
Adam Anwar Zaki
CE AJK665 - active, Macquarie Asia Securities Limited
Eric Tai Yue Ang
CE ADJ380 - active, Macquarie Asia Securities Limited
Gianinna Bianca Anore Arceo
CE BXI920 - active, Macquarie Asia Securities Limited
Srujan Bhagat
CE BUE083 - active, Macquarie Capital Limited
Sandeep Hareshkumar Bhatia
CE BRP497 - active, Macquarie Asia Securities Limited
Scott Allen Blanchard
CE ADT574 - active, Macquarie Asia Securities Limited
Eric Alberto Castillo
CE AMJ780 - active, Macquarie Asia Securities Limited
Lilian Nga Yee Chan
CE AQP870 - active, Macquarie Asia Securities Limited
Alan Bing Chen
CE AEH768 - active, Macquarie Capital Limited
Xi (SFC:AXY946) Chen
CE AXY946 - active, Macquarie Capital Limited
Billy Cheong
CE BIH715 - active, Macquarie Asia Securities Limited
Po Yin Ching
CE BFS735 - active, Macquarie Asia Securities Limited
Bun Hui Chua
CE BVO105 - active, Macquarie Asia Securities Limited
Kurt Evan Dalton
CE AWK466 - active, Macquarie Asia Securities Limited
Antoine Marcel Pierre David
CE BST436 - active, Macquarie Asia Securities Limited
Tanvi Dixit
CE BGE019 - active, Macquarie Asia Securities Limited
Stanley Abdoel Rasid Dunda
CE AEE724 - active, Macquarie Asia Securities Limited
Kristen Rene Anthony Edmond
CE BTY058 - active, Macquarie Asia Securities Limited
Meng-Han Fan
CE BXE305 - active, Macquarie Asia Securities Limited
Pamela Bianca Soriano Guevara
CE AWH532 - active, Macquarie Asia Securities Limited
Anetta Hasan
CE BVY663 - ceased
Leyi He
CE BTN044 - active, Macquarie Asia Securities Limited
John Andrew Hill
CE BMT336 - active, Macquarie Asia Securities Limited
Mark Thomas Holland
CE ALW180 - active, Macquarie Asia Securities Limited
Leslie Foster Hoy
CE BDO188 - active, Macquarie Asia Securities Limited
Chan Young Hwang
CE AMY257 - active, Macquarie Asia Securities Limited
Yuta Ito
CE BWY566 - active, Macquarie Asia Securities Limited
Thomas Norman Iveson
CE BUG689 - active, Macquarie Asia Securities Limited
Henry Won Jung
CE AQA466 - active, Macquarie Asia Securities Limited
Bilal Ahmed Kapra
CE AXX077 - active, Macquarie Asia Securities Limited
Tak Lai Ke
CE AXP786 - active, Macquarie Asia Securities Limited
Taro Kinoshita
CE BQD545 - active, Macquarie Asia Securities Limited
Anuj Ashok Kotecha
CE AXS269 - active, Macquarie Asia Securities Limited
Dongjoo Kwak
CE BTT503 - active, Macquarie Asia Securities Limited
Jasmine Tze Ying Kwan
CE BUA903 - active, Macquarie Asia Securities Limited
Heul Kwon
CE BTM016 - active, Macquarie Asia Securities Limited
Alexander Hoi Chi Lam
CE APO125 - active, Macquarie Capital Limited
Calvin Chi-Him Lam
CE ARJ016 - active, Macquarie Asia Securities Limited
Ka Ho Lau
CE AXB862 - active, Macquarie Asia Securities Limited
Ying Pui Alex Lee
CE BUC737 - active, Macquarie Asia Securities Limited
William Harry Kenneth Leigh
CE BVZ159 - active, Macquarie Asia Securities Limited
Ryan Wan Yan Leung
CE BGT777 - active, Macquarie Asia Securities Limited
Timothy Liputra Lie
CE BXF359 - active, Macquarie Asia Securities Limited
Yen-Tsung Lin
CE BXE307 - active, Macquarie Asia Securities Limited
Man Han Alice Lung
CE AAV895 - active, Macquarie Asia Securities Limited
Ruohang Luo
CE BQC579 - active, Macquarie Asia Securities Limited
Daniel Reinhard Makagiansar
CE BXH924 - active, Macquarie Asia Securities Limited
Kathleen Villarico Marcelo
CE BTQ740 - active, Macquarie Asia Securities Limited
Vinella Anne Mendonca
CE BRR081 - active, Macquarie Asia Securities Limited
Kyung Jin Min
CE BWG890 - active, Macquarie Asia Securities Limited
Henry Chun Kit Ngai
CE AEF259 - active, Macquarie Asia Securities Limited
Nik Hadi Bin Nik Mahmood
CE AMJ211 - active, Macquarie Asia Securities Limited
Eric Per Norr
CE BVM700 - active, Macquarie Asia Securities Limited
Michael Ostern
CE BFK472 - active, Macquarie Asia Securities Limited
Rahul Padmasola
CE BSD829 - active, Macquarie Asia Securities Limited
Vipaporn Margaret Panupornprapong
CE AVG599 - active, Macquarie Asia Securities Limited
Wonil Park
CE BWN147 - active, Macquarie Asia Securities Limited
Edward James Willoughby Peel
CE AYS709 - active, Macquarie Asia Securities Limited
Maxime Josselin Valentin Piau
CE BSD303 - active, Macquarie Asia Securities Limited
Ben Edward Read
CE AXX095 - active, Macquarie Asia Securities Limited
Samuel Anthony Rigby
CE BOW551 - active, Macquarie Asia Securities Limited
Paulo Castro Rojas
CE AMS448 - active, Macquarie Asia Securities Limited
Jonathan David Ryan
CE AGX020 - active, Macquarie Asia Securities Limited
Suhaida Binti Samsudin
CE BWC352 - active, Macquarie Asia Securities Limited
Mukesh Sharma
CE BVI021 - active, Macquarie Asia Securities Limited
Samuel Thomas Sheffield
CE BQE109 - active, Macquarie Asia Securities Limited
Viktor Shvets
CE ACQ231 - active, Macquarie Asia Securities Limited
Elaine Soh Leng Sia
CE BQL044 - active, Macquarie Asia Securities Limited
Farhad Bin Siddique
CE BST006 - active, Macquarie Asia Securities Limited
Anjali Sinha
CE AVV577 - active, Macquarie Asia Securities Limited
Jia Keen Siow
CE BCC461 - active, Macquarie Asia Securities Limited
Melvyn Stafford
CE BIE092 - active, Macquarie Asia Securities Limited
Alana Maree Tapley
CE BQQ368 - active, Macquarie Asia Securities Limited
Thaniya Tayjasanant
CE ARA485 - active, Macquarie Asia Securities Limited
Stuart Douglas Peter Thomson
CE AUZ195 - active, Macquarie Asia Securities Limited
Bradford Kyle King Ti
CE APO054 - active, Macquarie Asia Securities Limited
Leo Ziu Chung Tsoi
CE BWV012 - active, Macquarie Asia Securities Limited
Mark Stephen Wallace
CE ANF262 - active, Macquarie Asia Securities Limited
Alexander Boyd Williams
CE BPY300 - active, Macquarie Asia Securities Limited
Celeste Hui Yen Yap
CE BBA475 - active, Macquarie Asia Securities Limited
Jason Charles York
CE AMK114 - active, Macquarie Asia Securities Limited
Yawen Zheng
CE BBZ909 - active, Macquarie Asia Securities Limited
Wenqi Zhou
CE BPS629 - active, Macquarie Asia Securities Limited
Mei Ching Chan
CE ACJ755 - active, Megabase Securities Limited
Derek Sai Ki Chan
CE ABF142 - active, Megabase Securities Limited
Michael Kwok On Yung
CE ABS176 - active, Megabase Securities Limited
James Ying Yin Liu
CE AAH739 - active, Mars Securities Company Limited
Chung Tong Liu
CE AUK189 - active, Mars Securities Company Limited
Chor Yu Cheung
CE AJE761 - active, Morton Securities Limited
Shu Yan Chuang
CE BBE377 - active, Morton Securities Limited
Shuli Lin
CE BEG056 - active, Morton Securities Limited
Hang Fai Yam
CE APW638 - active, Morton Securities Limited
Feng Cheng
CE BVK574 - active, Morton Securities Limited
Ka Hing Cheng
CE BWB755 - active, Morton Securities Limited
Lay Har (ZHU Lixia) Choo
CE BTY160 - active, MFS International (Hong Kong) Limited
Eleanor Yee Ling Shing
CE ANT457 - active, MFS International (Hong Kong) Limited
Jeanine Louise Thomson
CE BUT065 - active, MFS International (Hong Kong) Limited
Lok Hei Cheng
CE BUG015 - active, MFS International (Hong Kong) Limited
Jiaru Hsieh
CE BGM144 - ceased
Dongcheol Kim
CE BMA794 - active, MFS International (Hong Kong) Limited
Darrel Jieh Ren Seah
CE BVG934 - active, MFS International (Hong Kong) Limited
Sui Cheung Chan
CE AFH293 - active, Mighty Brokerage (Asia) Limited
Kin Pong Chau
CE AEW845 - active, Mighty Brokerage (Asia) Limited
Wai Ling (SFC:BSG547) Chan
CE BSG547 - active, Mighty Brokerage (Asia) Limited
Hiu Tung Choi
CE AOU126 - active, Mighty Brokerage (Asia) Limited
Big Yue Suen
CE BXI223 - active, Mighty Brokerage (Asia) Limited
Chi Wai Yip
CE AYA426 - active, Mighty Brokerage (Asia) Limited
Mujtaba Syed Ali
CE AOE776 - active, Mesirow Financial Hong Kong, Limited
Zhitong Zhang
CE BTT293 - active, Mesirow Financial Hong Kong, Limited
Yuen Yi Fung
CE BBN298 - active, Mesirow Financial Hong Kong, Limited
Chieh Kai Yao
CE BUT414 - active, Mesirow Financial Hong Kong, Limited
Catherine Kar Cheung Leung
CE AGN568 - active, MizMaa Ventures Limited
William Wei Jen Liang
CE AGU673 - active, MizMaa Ventures Limited
Yan Lung Chan
CE AUX220 - active, MYM Capital Partners Limited
Pui Lam Lee
CE APK630 - active, MYM Capital Partners Limited
Ying (SFC:AET700) Wong
CE AET700 - active, MYM Capital Partners Limited
Felix Chi Pui Fu
CE ANU385 - active, MYM Capital Partners Limited
Ka Yip Lau
CE ACJ004 - active, MYM Capital Partners Limited
Cecilia Sau Man Fong
CE AIZ452 - active, Metro Ascent Capital Limited
Anthony Sze-Long Li
CE AUK438 - active, Metro Ascent Capital Limited
Eugene Wong
CE AMH294 - active, Metro Ascent Capital Limited
Terence Kar Ming Liang
CE AEU222 - active, Metro Ascent Capital Limited
Yao Tung Huang
CE BJU622 - active, Magnum Research Limited
Chunran Lei
CE ASP969 - active, Magnum Research Limited
Yuan Liu
CE BMA939 - active, Magnum Research Limited
Yuanchen Zhao
CE BWT618 - active, Magnum Research Limited
Junxin Zhou
CE BLX781 - active, Magnum Research Limited
Kong Wah Lam
CE BNO549 - active, KuCoin HK Limited
Yat Kan Pun
CE BKW033 - active, MC Financial Services Limited
Jianjun Huang
CE BUQ204 - active, MC Financial Services Limited
Tsan Yeung Lok
CE BOG929 - ceased
Jonathan Chung Shing Cheng
CE AON408 - active, MBK Partners HK Limited
Stephen Ee Boon Le
CE AFZ395 - active, MBK Partners HK Limited
Bryan Byungsuk Min
CE BOH022 - active, MBK Partners HK Limited