Benjamin Richard Arnold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Richard Arnold, a licensed Responsible Officer with CE reference BDM658. Currently licensed at 1 firm(s): Meraki Global Advisors (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Meraki Global Advisors (HK) Limited |
RO | Type 1 — Dealing in securities | 2022-04-21 | present |
| Meraki Global Advisors (HK) Limited |
RO | Type 2 — Dealing in futures contracts | 2022-04-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2016-02-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2016-02-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-13 | 2016-02-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-06-13 | 2016-02-13 |