Simon Siu Hung Chiu
趙少洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Hung Chiu (趙少洪), CE reference ALW291. Currently licensed at 1 firm(s): Nivalis Partners Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-20 | present |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2024-08-20 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-08 | 2016-05-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-08 | 2016-05-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-04-08 | 2016-05-20 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-07 | 2016-03-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-07 | 2016-03-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-07 | 2016-03-29 |