Hu Shen
沈乎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hu Shen (沈乎), CE reference BFW328. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2025-07-16 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-19 | 2025-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-21 | 2023-09-18 |