Ester Yuk Kan Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ester Yuk Kan Lam (林玉瑾), a licensed Responsible Officer with CE reference APY313. Currently licensed at 1 firm(s): New Horizon International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Horizon International Securities Co., Limited 新宏域國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-03 | present |
| New Horizon International Securities Co., Limited 新宏域國際證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-03 | present |
| New Horizon International Securities Co., Limited 新宏域國際證券有限公司 |
RO | Type 9 - Asset management | 2025-04-03 | present |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-01 | 2024-06-04 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-01 | 2024-06-04 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 - Asset management | 2023-03-01 | 2024-06-04 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 9 - Asset management | 2020-10-29 | 2021-12-16 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-16 | 2021-12-16 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 4 - Advising on securities | 2019-05-16 | 2021-12-16 |
| Nerico Brothers Limited | Rep | Type 9 - Asset management | 2015-07-31 | 2019-04-30 |
| Nerico Brothers Limited | RO | Type 1 - Dealing in securities | 2014-07-17 | 2019-04-30 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-07 | 2019-04-30 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2007-10-30 | 2014-07-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ester Yuk Kan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.