Ester Yuk Kan Lam
林玉瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ester Yuk Kan Lam (林玉瑾), a licensed Responsible Officer with CE reference APY313. Currently licensed at 1 firm(s): New Horizon International Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Horizon International Securities Co., Limited 新宏域國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-03 | present |
| New Horizon International Securities Co., Limited 新宏域國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-03 | present |
| New Horizon International Securities Co., Limited 新宏域國際證券有限公司 |
RO | Type 9 — Asset management | 2025-04-03 | present |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-01 | 2024-06-04 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-01 | 2024-06-04 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2023-03-01 | 2024-06-04 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 9 — Asset management | 2020-10-29 | 2021-12-16 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-16 | 2021-12-16 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 4 — Advising on securities | 2019-05-16 | 2021-12-16 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2015-07-31 | 2019-04-30 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2014-07-17 | 2019-04-30 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-07 | 2019-04-30 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2007-10-30 | 2014-07-17 |