Mo Nga Kong
江務雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Nga Kong (江務雅), a licensed Responsible Officer with CE reference ABM473. Currently licensed at 1 firm(s): Norman Kong Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-15 | present |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-15 | 2017-02-02 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-15 |
| Norman Kong Commodities Company Limited 江陸商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-15 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-23 |
| Norman Kong Commodities Company Limited 江陸商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-23 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-23 |
| Norman Kong Commodities Company Limited 江陸商品有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-23 |
| Norman Kong Securities Company Limited 江陸證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-23 |