Charmian Shu Mong Wan
溫紓望
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmian Shu Mong Wan (溫紓望), CE reference AXM230. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-30 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2022-08-30 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-15 | 2022-08-30 |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-05-13 | 2017-12-03 |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-05-13 | 2017-12-03 |
| BlueBay Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2011-12-13 | 2013-11-30 |