Chun Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wah Chan (陳俊華), a licensed Representative with CE reference APD545. Currently licensed at 1 firm(s): Conning Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-09 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-23 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2020-11-23 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-17 | 2020-11-13 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-02-17 | 2020-11-13 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-26 | 2020-02-07 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-26 | 2020-02-07 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2018-01-19 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-26 | 2018-01-19 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-02-26 | 2018-01-19 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-14 | 2014-02-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2010-10-14 | 2014-02-15 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-23 | 2009-07-23 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-28 | 2009-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.