Yiwu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwu Chen (陳逸吾), a licensed Representative with CE reference BHL998. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-07 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-07 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-05 | 2017-07-09 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-16 | 2017-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiwu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.