Wai Yin Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Law (羅慧妍), a licensed Responsible Officer with CE reference ARH653. Currently licensed at 1 firm(s): Canfield Securities Company Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-24 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 - Asset management | 2022-06-24 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-17 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 - Asset management | 2021-11-17 | 2022-06-24 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-27 | 2022-06-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-23 | 2021-10-07 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-23 | 2021-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2011-02-28 | 2019-08-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-14 | 2019-08-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-14 | 2019-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yin Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.