Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Grace Mei Zie Tan
CE AIQ482 - active, Dignari Capital Partners (HK) Limited
Juliet Siette
CE BBK303 - ceased
Ren Wang
CE AOQ752 - active, Dignari Capital Partners (HK) Limited
Yimei Xu
CE BEO864 - active, Dignari Capital Partners (HK) Limited
Qian Yu
CE BDQ826 - active, Dignari Capital Partners (HK) Limited
Tsz Lok Cheng
CE BHC891 - active, D'Asie Asset Management Limited
Yilin Gong
CE BMW183 - active, D'Asie Asset Management Limited
Zhengping Liang
CE BMW182 - ceased
Tsz Lung Cheng
CE BWY433 - active, D'Asie Asset Management Limited
Danhua Chen
CE AFG448 - active, Dragon Investment Advisory Company Limited
Jun Zhai
CE AEW118 - active, Dragon Investment Advisory Company Limited
Andrew Mark Jones
CE BDO007 - active, Dragon Financial Partners Limited
Hieu Tam Nguyen-Minh
CE ARB824 - active, Dragon Financial Partners Limited
Dannise Mei Kuen Leung
CE ADC294 - active, Deying International Securities Limited
Xingdong Zhang
CE BFE203 - active, Deying International Securities Limited
Yuan Li
CE BBT531 - ceased
Joel Kim
CE AIL394 - active, Dimensional Hong Kong Limited
Carolus Franciscus Arnoldus Venes
CE ANH724 - active, Dimensional Hong Kong Limited
Harry Bertram Templeton Walker
CE BMX880 - active, Dimensional Hong Kong Limited
Jing Zhang
CE AYP132 - active, Dimensional Hong Kong Limited
Man Yi Chung
CE BBZ467 - active, Dimensional Hong Kong Limited
Yan Kin Lo
CE AWJ985 - active, Dimensional Hong Kong Limited
Freddie Wai Kuen Kwan
CE AAE275 - active, DT Securities & Futures Co. Limited
Chi Ngai Ng
CE AAY748 - active, DT Securities & Futures Co. Limited
Wendy Lui Wan
CE ADN516 - active, DT Securities & Futures Co. Limited
Tin Pui Chong
CE BSV429 - active, DT Securities & Futures Co. Limited
Ming Kit Sum
CE AED732 - active, DT Securities & Futures Co. Limited
Hui Han
CE AXQ372 - ceased
Haifeng David Liu
CE AEH765 - active, DCP Investment Advisors Limited
Julian Juul Wolhardt
CE AFB065 - active, DCP Investment Advisors Limited
Icy Ngai Sze Wong
CE BJY100 - active, DCP Investment Advisors Limited
Lik Pao
CE AEY552 - active, Draco Investment Management Limited
Chi Yin Wong
CE AZF224 - active, Draco Investment Management Limited
Qiaowen Huang
CE BIJ390 - active, Darkhorse Wealth Management Limited
Laurie Lan Jiang
CE AMO539 - active, Darkhorse Wealth Management Limited
Shuyi Zhou
CE BBB564 - active, Darkhorse Wealth Management Limited
Tiecheng Chen
CE BPL626 - ceased
Xiaofan Hu
CE BJI421 - active, Darkhorse Wealth Management Limited
Xinyi Li
CE BTA202 - active, Darkhorse Wealth Management Limited
Yilu Yu
CE BIM687 - active, Darkhorse Wealth Management Limited
Yue Yuen Chan
CE ANM307 - active, Doo Financial HK Limited
Yao Jun Li
CE APB923 - active, Doo Financial HK Limited
Annie Win Yee Tse
CE ACR126 - active, Doo Financial HK Limited
Vanus Wei Yee Chan
CE AXT491 - active, Doo Financial HK Limited
Man Fai Choi
CE BBP353 - active, Doo Financial HK Limited
Tse Yin Ho
CE BXF734 - active, Doo Financial HK Limited
Shu Yan Leung
CE BUO583 - active, Doo Financial HK Limited
Fai Ying Pang
CE BNN695 - active, Doo Financial HK Limited
Xiaoyao Pang
CE BVL320 - active, Doo Financial HK Limited
Amanda Zhuoran Zhou
CE BWU796 - ceased
Wai Wing Chak
CE AIX144 - active, Delta Fund Management Company Limited
Jeffrey Chi Hang Ho
CE AUZ020 - active, Delta Fund Management Company Limited
Chi Ming Cheng
CE ABV545 - active, Delta Fund Management Company Limited
Qi (SFC:BWF458) Chen
CE BWF458 - active, Demeter Investment Management Limited
Yingying Li
CE BGP560 - active, Demeter Investment Management Limited
Yunfang Zhuang
CE BWS964 - active, Demeter Investment Management Limited
Yixiang Zhang
CE AVO768 - active, Demeter Investment Management Limited
Jen-Te Huang
CE ACE953 - active, Delftware Capital Management (HK) Limited
Shao-Po Huang
CE BRE674 - active, Delftware Capital Management (HK) Limited
Kit Tin Lau
CE BIC606 - active, Delftware Capital Management (HK) Limited
Wen-Chi Tu
CE AJL852 - active, Delftware Capital Management (HK) Limited
Po Jui Huang
CE BOM844 - active, Delftware Capital Management (HK) Limited
Chit Fei Gladys Lam
CE BVN367 - active, Delftware Capital Management (HK) Limited
Congmei Liu
CE BMX429 - active, Delftware Capital Management (HK) Limited
Yu Luo
CE BUG653 - active, Da Shi Tong Securities Limited
Tze Chung Ng
CE ALA304 - active, Da Shi Tong Securities Limited
Geheng Yin
CE BUG655 - active, Da Shi Tong Securities Limited
Kam Fung Gilbert Cheung
CE BUG662 - active, DRW (Hong Kong) Limited
Stuart Knowling
CE AVW498 - active, DRW (Hong Kong) Limited
Yuchen Liu
CE BNC426 - active, DRW (Hong Kong) Limited
Dean Read
CE BUG664 - active, DRW (Hong Kong) Limited
Zheng Shi
CE BUG663 - active, DRW (Hong Kong) Limited
Haidi Chen
CE BRE720 - ceased
Man Qu
CE AOG400 - active, DRW (Hong Kong) Limited
Karthikeyan Kumaran Vadivelu
CE BWC135 - active, DRW (Hong Kong) Limited
Min Wang
CE BRG934 - active, DRW (Hong Kong) Limited
Yidi Xia
CE BVP897 - active, DRW (Hong Kong) Limited
Haizhou Huang
CE AMU474 - active, DFX Labs Company Limited
David Ming Chun Hui
CE BSF571 - active, DFX Labs Company Limited
Haiyan Mi
CE BXA999 - active, DFX Labs Company Limited
Hao Yan
CE ASH980 - active, DFX Labs Company Limited
Kening Ye
CE BQV914 - active, DFX Labs Company Limited
Liming Zhao
CE BUN639 - active, DFX Labs Company Limited
Julien Claude Jean-Baptiste Martin
CE BVB028 - active, Digital Climate Securities HK Limited
Wing Fai Tse
CE ACJ702 - active, Digital Climate Securities HK Limited
Phoebe Loc Yiu Leung
CE BWB937 - active, Digital Climate Securities HK Limited
Jia Wei Liew
CE BWS185 - active, Digital Climate Securities HK Limited
Ka Keung Wong
CE BWS740 - active, Digital Climate Securities HK Limited
Kevin Lester Loo
CE BFD133 - ceased
Xuanhua Xi
CE AHX572 - active, DigiFT Tech (Hong Kong) Limited
Zhihao Zhang
CE BVE198 - active, DigiFT Tech (Hong Kong) Limited
Xiaoming Deng
CE BDX988 - active, Dawning Asset Management Limited
Fong Chun Ng
CE AFG500 - active, Dawning Asset Management Limited
Laurence Man Chiu Cheng
CE BPI066 - active, Evercore Asia Limited
Jimmy Chee Man Dang
CE BJY196 - active, Evercore Asia Limited
Yongseok Lee
CE AOI866 - active, Evercore Asia Limited
Ye Ting Liu
CE BMC891 - active, Evercore Asia Limited
Chi Fai Ng
CE ACR411 - active, Evercore Asia Limited
Andrew Charles Spikins
CE BBL649 - active, Evercore Asia Limited
Marcus David William Thompson
CE AOL674 - active, Evercore Asia Limited
Francesco Cavallero
CE BVJ902 - active, Evercore Asia Limited
Zi Jian Guo
CE BSE721 - active, Evercore Asia Limited
Junhee Lim
CE BVD658 - active, Evercore Asia Limited
Long Sze Sau
CE BQO590 - active, Evercore Asia Limited
Weizhi Wei
CE BVH783 - active, Evercore Asia Limited
Ching-Ching Jane Wong
CE BQV954 - active, Evercore Asia Limited
Hui Yun Wong
CE AUZ064 - active, Evercore Asia Limited
Pei Ying Jamie Yee
CE BVT390 - active, Evercore Asia Limited
Sambit Mangaraj
CE ANR871 - active, Ethivo Asset Management (HK) Limited
Narayan Phatu Mulchandani
CE ACZ175 - active, Ethivo Asset Management (HK) Limited
Roger Simon Pyrke
CE AAK350 - active, Ethivo Asset Management (HK) Limited
Ananda Prasad Bhaumik
CE AXV897 - active, Ethivo Asset Management (HK) Limited
Wing Cheung Ho
CE BUM099 - active, Ethivo Asset Management (HK) Limited
Genji Hosono
CE BAB819 - active, Carret Private Capital Limited
Yumiko Kurahashi
CE AGO357 - active, Carret Private Capital Limited
Tae Gyoon Lee
CE AHE195 - active, Ethivo Asset Management (HK) Limited
Jiaxin Lin
CE AVH077 - active, Ethivo Asset Management (HK) Limited
Wing Yan Ma
CE BBD851 - active, Ethivo Asset Management (HK) Limited
Wai Keung Tam
CE BUO034 - active, Ethivo Asset Management (HK) Limited
Hyun Woo Lee
CE ANH636 - active, EIG Global Energy (Asia) Limited
Yangyang Liu
CE AFK697 - active, EIG Global Energy (Asia) Limited
William Robert Thierbach
CE AYV370 - active, EIG Global Energy (Asia) Limited
Robert Blair Thomas
CE AYV368 - active, EIG Global Energy (Asia) Limited
Yik Hei Harris So
CE BMU853 - active, EIG Global Energy (Asia) Limited
Yi Cai
CE BVZ774 - active, Excellent Tide Securities Limited
Yiman Fu
CE BTR104 - active, Excellent Tide Securities Limited
Ka Chun Ho
CE BFE606 - active, Excellent Tide Securities Limited
Hok Lai Li
CE AGJ947 - active, Excellent Tide Securities Limited
Pui Hang Fung
CE AON778 - active, Excellent Tide Securities Limited
Rongxi Ke
CE BOC316 - active, Excellent Tide Securities Limited
Yongqiang Liu
CE BFL027 - active, Excellent Tide Securities Limited
Zhenzhou Liu
CE BRS101 - active, Excellent Tide Securities Limited
Yiming Pan
CE BVX710 - active, Excellent Tide Securities Limited
Xiaofei Zhao
CE BVI115 - active, Excellent Tide Securities Limited
Man Sze Chan
CE AZZ250 - active, Emperio Securities and Assets Management Limited
Shiu Chung Chan
CE AXR111 - active, Emperio Securities and Assets Management Limited
Jerry Wing Chi Chau
CE AAB202 - active, Emperio Securities and Assets Management Limited
Haiwei Tang
CE BRH241 - active, Emperio Securities and Assets Management Limited
Ki Chun Tsai
CE BWT450 - active, Emperio Securities and Assets Management Limited
Christinnie Wai Ching Yim
CE AAE252 - active, Emperio Securities and Assets Management Limited
Sau Him Chan
CE AQF608 - active, Ethk Securities Limited
Hoi Yan Lee
CE AJL855 - active, Ethk Securities Limited
Wayne Fung
CE BRP199 - active, EverShine International Securities Limited
Ruibin Jiang
CE BVW622 - active, EverShine International Securities Limited
Fangfang Li
CE BWM248 - active, EverShine International Securities Limited
Patrick John Cordes
CE ANX474 - active, EQT Partners Capital Limited
Sehoon Ham
CE BBR101 - active, EQT Partners Capital Limited
Clara Ho
CE AEM719 - active, EQT Partners Capital Limited
Eu Han Lee
CE ARJ450 - active, EQT Partners Capital Limited
Sun Kan Gordon Shaw
CE AIC747 - active, EQT Partners Capital Limited
Nicholas Michael Gordon Thorn
CE AYD173 - active, EQT Partners Capital Limited
Jongyoon Chae
CE AQO462 - active, EQT Partners Capital Limited
Melissa Pui Shan Chang
CE ARN180 - active, EQT Partners Capital Limited
Alex Hongxiang Cheung
CE BQR043 - active, EQT Partners Capital Limited
Ka Wing Cheung
CE BWK031 - active, EQT Partners Capital Limited
Tsz Lok Choi
CE BPK495 - active, EQT Partners Capital Limited
Zhuorui Han
CE BSG300 - active, EQT Partners Capital Limited
Cheuk Wun Hong
CE BTY338 - active, EQT Partners Capital Limited
Po Yang Hsu
CE BSI521 - active, EQT Partners Capital Limited
Cheuk Hei Theodore Hui
CE BSZ382 - active, EQT Partners Capital Limited
Nils Ken Kettemann
CE BKL417 - active, EQT Partners Capital Limited
Rohan Kishor Khanolkar
CE BEY881 - active, EQT Partners Capital Limited
Tianhao Lan
CE BSY328 - active, EQT Partners Capital Limited
Sum Yi Lau
CE BNW971 - active, EQT Partners Capital Limited
Choee Lee
CE BQI459 - active, EQT Partners Capital Limited
Soryo Lee
CE AYS244 - active, EQT Partners Capital Limited
Yanessa Ho Yan Lee
CE BUR422 - active, EQT Partners Capital Limited
Suen Lung Jeromy Leong
CE BTE820 - active, EQT Partners Capital Limited
Jeffrey Jiefei Lu
CE BAA395 - active, EQT Partners Capital Limited
Min Ju Park
CE BOT669 - active, EQT Partners Capital Limited
Marco Man Lok Tsang
CE BTY802 - active, EQT Partners Capital Limited
Kam Yan Melissa Wong
CE BWC972 - active, EQT Partners Capital Limited
Po Yee Wong
CE BDR791 - active, EQT Partners Capital Limited
Sueann Yeo
CE BXL107 - active, EQT Partners Capital Limited
Boris Kenneth Yu
CE BWP536 - active, EQT Partners Capital Limited
Tingyao Zhu
CE AZS136 - active, EQT Partners Capital Limited
Jin Zou
CE BHA615 - active, EQT Partners Capital Limited
Clarence Ming Hin Kwok
CE APO057 - active, EIA Capital International Company Limited
Po Ching So
CE ALD639 - active, EIA Capital International Company Limited
Jeffrey Shiu Lun Tang
CE APY773 - active, EIA Capital International Company Limited
Hing Hei Yeung
CE AQA986 - active, EIA Capital International Company Limited
Zhiying Fang
CE AWK007 - active, EG Asset Limited
Jingchao Li
CE BDO488 - active, EG Asset Limited
Tsz Fung Wong
CE BLO698 - active, EG Asset Limited
Xing Gao
CE BUJ299 - ceased
Qidong Luo
CE BTT506 - active, EG Asset Limited
Junjian Ma
CE BOW559 - active, EG Asset Limited
Po Yee Jessica Ng
CE BQA721 - active, EG Asset Limited
Zilin Song
CE BUS982 - active, EG Asset Limited
Peng Xia
CE BSF945 - active, EG Asset Limited
Tsz Lung Lam
CE BGT436 - active, Eddid Capital Limited
Wing Fai Ng
CE AJD666 - active, Eddid Capital Limited
Jiao Pan
CE BGZ937 - active, Eddid Capital Limited
Sunny Sheung Lai Tse
CE APB109 - active, Eddid Capital Limited
Abe Chi Kuen Tsui
CE BDD735 - active, Eddid Capital Limited
Hoi Kwan Wong
CE BJR097 - active, Eddid Capital Limited
Wai Kin Yeung
CE BGI814 - active, Eddid Capital Limited
Hiu To Yu
CE AGM902 - active, Eddid Capital Limited
Chung Yee Mak
CE BQR099 - active, Patrons Capital Limited
Chung Kan Pak
CE BOD555 - active, Patrons Capital Limited
Shing Tak Tam
CE AUI999 - active, Eddid Capital Limited
Man Tik Mondy Tse
CE BOA777 - active, Eddid Capital Limited
Hiu Man Tsoi
CE BHG126 - active, Eddid Capital Limited
Ka Tat (SFC:BSM404) Wong
CE BSM404 - active, Eddid Capital Limited
Tin Chi Wu
CE BMI058 - active, Eddid Securities and Futures Limited
Qehong Jonson Xu
CE BWE358 - ceased
Chengqi Yang
CE BPU038 - active, Eddid Capital Limited
Wai Yeung Ho
CE BLO693 - active, EverCrest Capital Limited
Qianfeng Yan
CE BAX589 - active, EverCrest Capital Limited
Sau Ping Polly Chau
CE BJX599 - active, EverCrest Capital Limited
Xuan Chen
CE BVM934 - active, EverCrest Capital Limited
Lixue Cheng
CE BVM922 - active, EverCrest Capital Limited
Joseph Fook Loi Chong
CE ABL836 - active, EverCrest Capital Limited
Yiming Fei
CE BWM858 - active, EverCrest Capital Limited
Michael Ton Min Hsu
CE BDU747 - active, EverCrest Capital Limited
Kam Lin Lau
CE BVC493 - active, EverCrest Capital Limited
Yi Li
CE BSG910 - active, EverCrest Capital Limited
Ying (SFC:BUC578) Li
CE BUC578 - ceased
Zeyu Liu
CE BXN585 - active, EverCrest Capital Limited
Yick Chiu Mak
CE BSW548 - active, EverCrest Capital Limited
Huanchen Peng
CE BVM760 - active, EverCrest Capital Limited
Clarence Edward Sequeira
CE AFM612 - active, EverCrest Capital Limited
Yu Tian
CE BUT018 - active, EverCrest Capital Limited
Ying Wang
CE BSF479 - active, EverCrest Capital Limited
Wing Kai Wong
CE APB489 - active, EverCrest Capital Limited
Rongjian Xu
CE BTN280 - active, EverCrest Capital Limited
Ruiyang Zhang
CE BWB282 - active, EverCrest Capital Limited
Cheng Zheng
CE BVB157 - active, EverCrest Capital Limited
Mitchell Leslie Holloway
CE BGV233 - active, E&P Asia (HK) Limited
Cameron Sean McDonald
CE BPX914 - active, E&P Asia (HK) Limited
Alexander John Rock
CE BPX913 - active, E&P Asia (HK) Limited
Alexander William Blight
CE BVL268 - active, E&P Asia (HK) Limited
Phillip John Kimber
CE BLO369 - active, E&P Asia (HK) Limited
Adam Hugh Martin
CE BEV776 - active, E&P Asia (HK) Limited
Paul Drake Mason
CE BTH930 - active, E&P Asia (HK) Limited
David Priyanjan Anthony Xeiss Nayagam
CE BXA074 - active, E&P Asia (HK) Limited
Adam Daniel Negri
CE BWT932 - active, E&P Asia (HK) Limited
Entcho Vesselinov Raykovski
CE BOW778 - active, E&P Asia (HK) Limited
Andrew Geoffrey Serle
CE BXA075 - active, E&P Asia (HK) Limited
Hamish Roy Whitehead
CE BUF974 - active, E&P Asia (HK) Limited
Adam James Woods
CE ASH603 - active, E&P Asia (HK) Limited
Benjamin Kim Meng Yeoh
CE AMU299 - active, E&P Asia (HK) Limited
Mingdong Xie
CE BSW330 - active, Eternity Growth Asset Management Limited
Jinwen Xu
CE AXZ879 - active, Eternity Growth Asset Management Limited
Chien Min Chang
CE BQO631 - active, EMR Capital Advisors Limited
Ralph Mitchum Ferguson
CE BQO617 - active, EMR Capital Advisors Limited
Samuel Gene Rhee
CE AFE900 - active, ENDOWUS HK LIMITED
Sin Ting So
CE ATE245 - active, ENDOWUS HK LIMITED
Gregory van
CE BQR233 - active, ENDOWUS HK LIMITED
Kei Yan Steffanie Yuen
CE AVP161 - active, ENDOWUS HK LIMITED